Search Results: 15,755 职位空缺
...ns Provider award (See link below).
About the Role
iCapital is seeking a Compliance Officer to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investm...
...deposit-taking company under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
...facturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials,...
...
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution an... ...rocedures
~Conduct AML/KYC assessment, assist in daily AML monitoring and perform annu... ...erience will be considered as Compliance Officer
Interested parties please send your ap...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to releva... ...d answer enquiries from regulators on compliance matters;
Assist in ad hoc projects.
Requirements:
~ Degree holder in Ac...
...experience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management;
# experi... ...els of CIC staff, external auditors and consultants as well as officers from other regulatory or public bodies;
# to provide secreta...
Job Highlights
Full set of Internal Audit / Compliance Functions
Internal Audit
Risk assessment, Data analysis and Advisory
... ...eave
- Medical & dental insurance
- Excellent and friendly office environment (newly renovated and next to sea shore)
- Work-li...
...facility includes a wide and comfortable office in an A-class building, a spacious and w... ...company growth and ensure a total market compliance for our products, we are now looking for... ...ce with requirements from regulation.
~Assist Sales team in investigating compliance r...
...ond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for e... ...and Chinese
~Computer literate, including Microsoft Office, Word, Excel and Powerpoint
Write to us with your...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
...r Account Clerk (1-2 days per week) 2024-03-01
Marketing Officer/ Assistant 2024-02-27
Adm Officer/ Assistant 2024-02-27
Sr Accou... ...n/ Technician – woven/ cotton knit 2023-12-21
Position Compliance/ Sustainability Mgr/ Assist Mgr/ Sr Officer
Posting Dat...
Gold Personnel Company
九龍
2 天前
Job Requirements:
Assist to set out/update the policies and procedures for adherence to legal and regulatory requirements in th... ...he corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on com...
...not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to c... ...n the supporting documents and authorization relationships;
Assist in handling investigations and surveys received from regulator...
...ties:
Process account opening with banks and related AML/KYC matters and company secretarial matters
Assist in items including but not limited to compliance checking and filing on a) investments/ funds/ investors/ staff dealing related matters b) disclosure filin...
Responsibilities :
Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures... ...gards to Post-trade and Pre-Trade control or related issue
Assisting in the construction of market abuse risk analysis and mapping...
...EEC brands) 2024-02-05
Technical Mgr/ Assist Technical Mgr (sportswear) 2024-02-05
... ...
MM/ AMM (sportswear, outerwear)(Buying Office opening) 2024-01-19
MM/ AMM (sportswe... ... cotton knit 2023-12-21
Position Sr Compliance Officer/ Compliance Officer
Posting ...
Gold Personnel Company
九龍
3 天前
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
...rk spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio wi... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
