Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
We... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance
Responsibil...
...al services group in Hong Kong offering banking, insurance, financial and other related... ...
~Be able to align with other banking compliance team’s staff within the division if the... ...monthly compliance meetings with senior management in the division;
~Organize and lead t...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to exce... ... Job Functions: Quality Assurance, Risk Management
Responsibilities:
~Act as first lin... ...external requirements, identify possible compliance/operational risks/breaches, prepare mana...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to exce... ... Job Functions: Quality Assurance, Risk Management
Responsibilities
~Act as first line... ...external requirements, identify possible compliance/operational risks/breaches, prepare mana...
Our client, a leading Chinese Bank in Hong Kong, is currently seeking for talents to join their team.
Our recruitment consultants will provide tailor-made advices for individual job seeker.
法律合规部 - 高级经理/经理 (合规)
职责/工作内容
协助法律合规部主管管理所有监管合规事宜。
根据新的监管变化准备和实施年度合...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
W... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
W... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and...
Responsibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They wi... ...
Requirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regula...
Product Manager, Product Compliance and Governance (Bank)
Job Title: Product Manager, Product Compliance and Governance (Bank)
Product Manager, Product Compliance & Governance (Bank)
Sound product governance knowledge
Oversee product regulatory and projects ...
KOS International
香港島
23 個小時
Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagsh... ...utlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in ... ...nts’ CDD and AML processes.
~Carry out compliance risk monitoring of various products, bus...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory complian... ...mercial bank with businesses in retail banking, wealth management, commercial banking, treasury services, and private ba...
Airstar Bank Limited, a jointly established entity between Xiaomi Corporation and AMTD Group, is a virtual bank licensed ... ...ity.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Departm...
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
...ription
A Career with Hang Seng Bank
Hang Seng is committed to service e... ...kages.
Hang Seng Investment Management Limited
Established in 1993, Hang S... ... professional to join our department as Compliance Manager .
Principal responsibili...
...ibilities
●Developing and implementing compliance policies and procedures that ensure the ... ... to address them.
●Reporting to senior management and regulatory bodies on the organizatio... ...r general compliance experience within a Bank or relevant FinTech company
●Knowledge...
Animoca Brands Limited
香港島
23 個小時
...us transaction reports in accordance with established guidelines.
Provide support in various administrative tasks and document management.
Take part in ad hoc projects and fulfill other duties as necessary.
Requirements:
Bachelor Degree in Law or related dis...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escalated cases from business units and file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication survei...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acro...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
香港島
3 天前
... the fields of corporate finance, asset management, credit financing, mortgage refinancing... ....
Reporting to Associate Director of Compliance Department, you are responsible for:
... ...s of relevant experience in finance and banking industry;
~Strong knowledge in SFC ru...
...nsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documen... ...in legal and compliance matters related to Fintech, electronic banking or IT application development is a definite advantage
Knowl...
...verse jewellery, watches and fashion portfolio. They have more than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls and proc...
...identify materials and product risks
To analyze and improve the current workflow to implement and sustain an efficient quality management system
To formulate materials and provide suggestions to products reliability testing plan to quality engineers starting from ...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
W... ...ent Type: Full time
Departments: Financial Markets Management
Job Functions: Compliance
Responsibilities:
~Conduct regular operations risk...
...e AMLO are complied with
⭐ Act as the Compliance Officer (CO) and Money Laundering Repor... ...upport, training and guidance to senior management and staff related to AML/CTF and CDD
... ...or degree holder or above with major in Banking and Finance, Business Administration or...
...ption
Job Summary:
As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working closely with and prov... ...elated initiatives, e-banking and new product initiatives.
Manage regulatory examination and inquiries
Advise Private bank ...
HKD 25k - HKD 40k /月
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.
Client Details
Our client is a leading financial institution across Greater China and also internationally. They have a stabl...