Search Results: 6,023 职位空缺
... Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities...
Head of Quality & Compliance (Apparel / Fashion Accessories) (Ref No.: 061894 )
Responsibilities
Responsible for managing qual... ...s
Proactively lead the Global Quality Assurance and Quality Control teams, including employees and contractual consultants. Build ...
Easy Job Centre
九龍
4 天前
Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage... ...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide...
Head of Distribution Compliance page is loaded Head of Distribution Compliance
Apply locations Hong Kong, Manulife Tower Hong Kong ... ... Ensure the continuous implementation and effectiveness of the Control Monitoring Framework for all distribution channels (including ...
Manulife Insurance Malaysia
香港島
5 天前
...arkets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine mon... ...self-assessment and different gap analysis reports on internal control and compliance mechanism
~Formulate internal control or work...
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
...th above $100 million.
We’re currently looking for a high caliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control Sr Manager– C13) based in Hong Kong. Being part of our te...
Responsibilities
1. Responsible for establishing and continuously iterating risk prevention and control monitoring capabilities through product capabilities for high-risk personnel within the team 2. Responsible for actively identifying and monitoring business platf...
... around platform permissions and behavioral operations 2. Responsible for establishing and continuously iterating risk prevention, control and monitoring capabilities for high-risk personnel through product capabilities 3. Cooperating with business, group investigation...
We are seeking an Executive Director to head the Asia Equities Product Control team in Hong Kong and Mumbai. The role involves oversight over a large team with direct responsibility for the Asia Equity Cash and Equity Derivative Group product controllers. The successf...
JPMorgan Chase & Co.
九龍
3 天前
... obligations and contributing to the end-to-end development of controls and monitoring to ensure they are designed to adhere with appl... ...r to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Contro...
...n Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD documents requirements
~Perform AML research and review on the hit transaction and customer ...
...nds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials, finished product...
...ng Location: Ngau Tau Kok
Reporting to Director, Financial Controlling, you will formulate strategic business decisions and developm... ...ysis independently for management review
Work closely with Compliance Team to ensure internal control compliance
YOUR PROFILE ...
...iber with strong attention to detail to assist in our internal control process in the team –
What is this role about?
Assist in t... ...cts to ensure the company meets its financial, operational and compliance objectives.
~Reporting on control deficiencies in internal p...
Job Description: Assisting in Branch Compliance framework, maintaining repository of regulatory guidelines, preparing for compliance m... ...visory, regulatory submissions, compliance assurance & review, controls & testing, compliance training and preparation of compliance m...
...nsuring robust financial accounting, budgeting, reporting, and control measures are in place within the finance department.
Financ... ...vide clarity and insights into project dynamics.
Regulatory Compliance:Ensure adherence to accounting standards and regulatory disclo...
...of pharmaceutical products
~Maintain documentation system in compliance with GMP requirements
~Assist in laboratory equipment calibr... ...e relevant experience would be considered as as Senior Quality Control Technician
~Immediate available would be an advantage
~Fre...
...
~Working in a dynamic environment means that you get to take control of your own professional development while learning new concep... ...udit in cooperation with both internal and external parties in compliance with the Listing Rules, the Group’s financial policies and oth...
...
Job Description:
~Support Infrastructure team in document control and other admin duties
~Responsible for implementation of th... ...s to detail the amendments and progression of documentation
~Compliance monitoring for the publication of all documents into the chose...
