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- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- Job Duty Provide support in content creation and social media management. - Photos and footage selection - Video editing - Assist in filming outfit and props organisation - Miscellaneous tasks related to content creation
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
HKD 50k - HKD 100k /月
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...HKD 25k - HKD 40k /月
Our Client, a leading retail brand is now seeking a dynamic and creative Social Media & CRM Marketing Executive to join their team. You'll be responsible for driving engagement across social platforms, managing omni-channel campaigns, and leveraging customer insights t...HKD 50k - HKD 80k /月
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...- ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facil...
- ...l Channels: Generate compelling content specifically tailored for our digital platforms, including our e-commerce site, emails and social media. SEO & Digital Advertising: Develop and implement SEO strategies, along with managing SEM, eDM, and YouTube advertisi...
- Job Summary We are seeking a proactive Senior Compliance Officer to support our bond trading and fixed income business by managing regulatory compliance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the ...
- Job Responsibilities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity. Develop and maintain comprehensive regulatory compliance policies, procedures, and verificat...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dynamic and forward-thinking organisation. Reporting to the Compliance Manager, you will play a key part in ensuring the firm maintains...
- ...libre candidates to join us and develop successful careers with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to formulate the Bank’s anti-financial crime related quality assurance pro...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
