Search Results: 9 vacancies
...liarity with regulatory requirements from HKMA and SFC related to the sale and distribution of investment products. Familiarity with HSBC's internal FIM policies and procedures will be considered advantageous. Strong analytical skills, with the ability to conduct thorou...
...anage product risks, assign appropriate risk ratings, and implement risk management strategies.
Adhere to HKMA / SFC regulations, HSBC internal policies regarding the sale and distribution of investment products, maintaining a keen awareness of upcoming updates and c...
...ho is the Legal Risk Steward
Acts as lead lawyer for HASE Group wide legal risk matters and providing subject matter expertise on HSBC Group's Legal Functional Instruction Manual ('FIM') and Procedure
Works closely with all members of the Legal Function, as well a...
...third lines of defense, control office to ensure control governance process is being enforced and followed properly in accordance to HSBC Group data policy and external regulatory requirement.
What you'll do:
Manage and monitor data risks through working closely w...
...and gain valuable exposure and insights into the Bank's strategic, business and operational aspects. With the Bank being part of the HSBC Group, you will also benefit from the sharing of experience and best practices of the HSBC Group which has set a high standard of co...
...vities undertaken by the First LOD. The Compliance function is a Risk Steward for a number of non-financial risks in accordance with HSBC Group's risk framework.
We are currently seeking a high caliber professional to join our department as Senior Regulatory Complia...
HASE's Enterprise Risk Management (ERM) is a sub function of the HSBC's Group Risk. Its purpose is to make sure HASE understands and is in control of its non-financial risk position. Resilience Risk manager provides expert advice covering the risk types of Data, Tech...
...cs capability through effective application of modern big data, machine learning methodology and visualization tooling.
Adhere to HSBC policy, procedures and control requirements applicable to day-to-day working, exceptional and project activities.
Requirements:
...
HASE's Enterprise Risk Management (ERM) is a sub function of the HSBC's Group Risk. Its purpose is to make sure HASE understands and is in control of its non-financial risk position. Resilience Risk manager provides expert advice covering the risk types of Data, Tech...