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- Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory require...
- Overview An international corporate bank is currently seeking a Director, Product Compliance (Structured Finance) for the compliance department to provide business advisory and perform new product compliance. Role Responsibilities Reporting into ...
- ...er, Better Lives. If you believe in better, we'd love to hear from you. About the Role Support the Head of Sales and Product Compliance to ensure that AIAHK & Macau operates in accordance with the AIA Group policies and guidelines and local regulatory requireme...
- Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental, certifications and re... ...latory testing and manage related corrective actions Ensure product materials meet all regulatory requirements such as EU’s Reach,...
- ... and submission of the regulatory filing as well as handling regulatory enquiries. Perform ad-hoc duties in relations to Product Compliance Requirements ~5 years of relevant experiences in trade surveillance within a financial institution ~ Strong un...
- ...latory requirements related to information security, identify compliance gaps, and drive timely remediation to mitigate compliance ris... ...plications, ensuring secure delivery from code development to production deployment. Design emergency response protocols, organiz...
- ... Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and... ...ith compliance-related topics, including the assessment of new products and marketing materials. ~ Participate in Product Innova...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update r... ...ars must be with compliance function related to pension / fund products Auditing, compliance and legal experience in multinational ...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements an...
- ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular... ...lating to insurance and investment activities Advise on new product launch or revamp, relevant sale and marketing materials, train...
- ...gement. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure compliance with statutory, regulato...
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsibl... ...nds. Act as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance) and external partners (Custodian, ...
- ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory... ...stablished, stable compliance team, focusing on regulatory and product compliance. Key Responsibilities: Act as the main conta...
- Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challeng... ...posure on RC and FCC with respect to clients, transactions and products. Manage and foster a strong relationship with all relevant ...
- ...ion, please visit: Duties: Monitor and assess impact of regulatory developments and prepare relevant documents Ensure compliance risks are timely reported and managed Conduct compliance test, research and training Support the administrations of committ...
- ...ents and Wealth Solutions offers a full spectrum of investment products and services to our Wealth and Personal Banking customers, fro... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...iggest funds by AUM in Hong Kong. We invest in a wide range of products with an international dimension. We are now looking for high c... ...osition provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle in...
- ...re RBD sales and delivery complies with regulatory guidelines, compliance requirements and internal control policies Create, review... ...s' solid experience in Retail Banking regulations, operations, products and services, with compliance experience preferably Sound...
- ...firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business oper... ...onitor compliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML...
