Search Results: 2,839 职位空缺
... Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulator... ...emediation work for identified issues
~Assist Department Head to formulate and update ... ... will be considered as Senior Compliance Manager
Please send your application with fu...
...veraged foreign exchange trading, asset management, precious metal trading, personal and b... ...financial markets in Asia and Americas, assisting clients to construct an international i... ...ements of the job:
~Provide practical compliance advice for business such as retail and ...
...Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, i... ...ctively.
Job Responsibilities
~Responsible for the group compliance management: organize, coordinate and implement the strategy o...
...us today.
Job Purpose:
In this role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert of sanctions, and managing sanctions and screening related projects.
Main Responsibilities:
~Revi...
...te of services, including facilities, transaction and project management; property management; investment management; appraisal and va... ...ng Surveying experience. Less experience can be considered as Assistant Project Manager.
Proven track record of managing multi-dis...
...ortunity.
Responsibilities:
To assist the Head of AML/CFT RegTech and Head of... ...solutions to ensure that the Bank is in Compliance with relevant regulatory requirements w... ...nk (Hong Kong) Limited, Human Resources Management Group via email: [email redacted, apply...
HKD 50k - HKD 100k /月
... to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all co... ...atters.
Client Details
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Austral...
...Conduct effective, objective, risk-based compliance monitoring activities pursuant to the an... ...e with the plan, and upon request by the Manager, Local Compliance Officer (“LCO”) or Reg... ...nagement, Regional and Head Office.
Assist in ad hoc compliance related review or i...
...ise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there i... ...lar monthly compliance meetings with senior management in the division;
~Organize and lead the r...
... requirements under the AMLO are complied with
⭐ Act as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) of... ...services
⭐ Provide support, training and guidance to senior management and staff related to AML/CTF and CDD
⭐ Onboarding new cust...
...:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory req... ...he Bank’s operations and procedures;
Assist in the formulating and executing compli... ...degree in Business Administration, Risk Management or related discipline;
Minimum 3 yea...
...ependent reviewer to conduct end-to-end compliance review on AML-related processes (includ... ... framework and programs are in place
Assist to formulate the compliance review prog... ...review report to stakeholders and their managements where appropriate on identified areas f...
...r review of AML/CFT policies and procedures
Assist in developing and implementing an effective AML/CFT compliance frameworks across the bank
Promote continuo... ...ents
Degree or above preferably in Business Management or other related discipline
Minimum of 3 ye...
HKD 50k /月
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulato... ...ry duties, and product compliance duties
This role will assist on investment compliance when necessary
Profile
~ bac...
...e and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including l... ...d disciplines6 years banking experience in compliance or risk management
Exposure in China financial institutions or with relevant ...
...tlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in... ...vely.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD docu... ...hit transaction and customer records
~Assist in formulating and maintaining AML/CFT ...
...her support functions.
What does the Compliance Team do in ING?
We cover the regulator... ...NG policies. We support the business to manage compliance risks such as regulations an... ...
What would you be doing?
You will be assisting the compliance team in daily activities...
...ystemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of s...
...al manner
Ensure all the activities are conducted in compliance with the Bank's policies, procedures, guidelines and re... ...
Candidate with less experience may be considered as Assistant Personal Banking Manager
We offer competitive remuneration package and promis...
...aginex Group is a premier retail, brand management and distribution company. We build luxu... ... self-motivated, energetic and talented Assistant Business Manager to join us.
WHAT... ...rnal document approvals and ensure duly compliance of the group policies.
YOU NEED T...
