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Search Results: 1,216 职位空缺
HKD 50k - HKD 80k /月
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus ... ...ory Compliance. Client Details Our client is a well known bank with businesses in retail, wealth management, investment, and i...- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and nego...
- Job description Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus o...
- Requirement： •University degree in business, law, finance or related disciplines; •At least 1-2 years of compliance experience in licensed corporations is definitely an advantage; •Well versed with SFC regulations and standards, as well as other regulatory require...
- ...individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from ... ... related field ~1-2 years relevant experience, preferably in banks or securities/ audit firms ~ Strong command of spoken and wr...
- ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc...
- A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vit... ... opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (L...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- ...rum of wealth products and services to our Wealth and Personal Banking customers, from high-net-worth to mass segments across channel... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; ... ...r AML compliance training and promote compliance culture of the bank; Prepare reports to AMLCO and management; Handle ad-hoc A...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- ...up is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its g... ... banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies Assist to set up...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- Bank of Shanghai Company is a well-established commercial bank in Greater China founded in 1995. The focus of business in Hong Kong... ...st in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documen...
- Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC). Identify control weaknesses, gaps, and potential regulatory risks during reviews. Prepare clear and act...
- Chiyu Banking Corporation Limited has been registered as a licensed bank since 1947. Rooted in Hong Kong, we strive to provide one-s... ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular...
- ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk mana... ...tion (SFC code of conduct), preferably within a commodities or banking environment. Responsible sourcing expertise is an advantage. ...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
