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- ...nvestment restrictions, and reporting requirements across different countries. · Liaise with regulators, auditors, custodians, brokers, and fund administrators to ensure compliance with cross-border filings and disclosures. · Evaluate and oversee risks related ...
- ...------------------------------------------------------------------------------ uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innov...
- ... and assess the compliance risks associated with the organization's distribution related business activities, including new agents/brokers recruitment/selection/registration, sales conduct, discipline, complaint and any other related matters. · Develop and implement ...
- ...------------------------------------------------------------------------------ uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innov...
- ...------------------------------------------------------------------------------ uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innov...
- ...------------------------------------------------------------------------------ uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innov...
- ...s Manager/Deputy Manager Job Responsibilities: Develop and maintain relationships with various clients, including insurance brokers/agents, ship owners, logistics companies, and shipping finance companies; plan business development strategies to achieve mission ...