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- As the Head of Broker Distribution - HNW and Broker, you will lead and manage the broker distribution channel to expand their HNW and broker business. This pivotal role in Hong Kong focuses on driving business growth and fostering strong relationships with high-net-wor...
- CMB Wing Lung Bank Limited is a Licensed Bank registered in Hong Kong, which is formerly known as Wing Lung Bank. Founded on 25th February 1933, CMB Wing Lung Bank is among the oldest local Chinese banks in Hong Kong. In 2008, CMB Wing Lung Bank was acquired by China M...
- Insurance Specialist Manager/ Partnership Engagement/ Relationship Manager (GI/ Life, Bank/ Broker Channel)1.Insurance Specialist Manager/ Partnership Engagement/ Relationship Manager (Life Insurance, Bank Channel/ Bancassurance) Job Description Sales Growth & Cus...
- ... derivatives trades As a Maker in settlement progress and take appropriates actions to report/resolve exceptions Liaise with brokers, custodians, and clearing houses for smooth trade settlement Participate in process review and improvement projects Require...
HKD 25k - HKD 35k /月
...siness interruption, public liability, construction all risks, etc.), with a focus on claims administration, policy management, and broker coordination. The Insurance Officer will support the HK-based Insurance Manager in the day-to-day handling of the Group's property...- ...er tasks assigned by the team head and department head. Requirements: Minimum of 5 year experience in banking/securities brokers operational risk management and proficient in ORM tools; Bachelor Degree or higher in Finance, Economics, or other relevant maj...
- ...ers, and work collectively to build for the long term Key Responsibilities Be the lead banker for a select group of Bank & Broker Dealers (BBD) clients assigned by the team head. Be single point of contact to the client's with regards to origination and all ...
HKD 30k - HKD 40k /月
...icy enforcement, detection rule fine-tuning, and reporting. Deploy and maintain security solutions such as Cloud Access Security Broker (CASB) to secure SaaS applications. Conduct security assessments and vulnerability management processes: report consolidation, s...- ... securities account opening/closing, and prepare relevant documents; Liaise with various parties including investment managers, brokers, custodians, auditors and other service providers; Participate in system testing for new products when necessary. Requireme...
- ...te onboarding of insurance products and external service providers (e.g., independent trustee firms, professional firms, insurance brokers). Provide administrative support for new team initiatives and internal projects. Prepare and analyze business reports for th...
HKD 15k - HKD 25k /月
...eiving, put-away, picking, packing, shipping and layout optimization Coordinate with freight forwarders, 3PL providers, customs brokers, and carriers to ensure on-time and cost-effective transportation Drive continuous improvement initiatives - cost reduction, pr...HKD 50k /月
...jectives. Client Details The hiring organization is a well-established and reputable small-sized company within the insurance broker industry, focusing on Employee Benefits and Financial line products . They are known for their commitment to excellence and foste...- ...ptions, NAV reporting, and settlements for discretionary accounts. Collaborate with counterparties such as fund administrators, brokers, and other service providers. Assist in client onboarding and conduct KYC reviews. Maintain and organize client and transact...
- ... securities and derivatives trades Monitor settlement progress and take corrective actions to resolve exceptions Liaise with brokers, custodians, and clearing houses for smooth trade settlement Perform maker/checker confirmations and monitor regulatory changes...
- ...cable Liaise with internal stakeholders (e.g., Risk, Compliance, IT, Operations) and external partners (e.g., HKEx, regulators, brokers) to ensure smooth delivery of product initiatives. (e.g., U.S. 5x24 trading, HK T+1 settlement) Contribute to strategic projects...
- ..., and products, especially multi-assets non-flow solution products Good relationship with Chinese FI clients especially bank and broker dealer clients domiciled in China and HK good team work player, highly performance driven, adaptable to changing market environm...
- ... securities and derivatives trades Monitor settlement progress and take corrective actions to resolve exceptions Liaise with brokers, custodians, and clearing houses for smooth trade settlement Perform maker/checker confirmations and monitor regulatory changes...
- ...bilities: A Trade and Clients Support Specialist acts as a liaison to professional clients in the Asia-Pacific region, including broker-dealers, hedge funds, investment managers, and proprietary trading groups. We aim to build and maintain long-term client relationsh...
- ...rket and Oversea Markets; Handle the clients’ instruction on corporate actions, fund/ stocks deposit or withdrawal; Liaise with Brokers, in house counterparties to follow up any settlement related issues and enquiries; Handling ad hoc projects in business deve...
- ...y market value and accrual reports, with prompt investigation and resolution of any discrepancies in coordination with custodians, brokers, and other counterparties. Identify and resolve trade settlement issues by engaging with custodians, brokers, and traders. C...
- ...in other special projects or tasks where required; Develop and maintain a strong relationship with fund admin, custodian, prime brokers, auditors and all other participants by tackling queries, delivering NAV related reports, etc. via phone/email; Proactively ide...
HKD 30k - HKD 35k /月
...lients within investment banking/ reputable financial institutions ~ Strong knowledge in financial markets and banking, including broker-dealer product-based knowledge and strong knowledge in current laws, rules and regulations related to AML ~ Strong analytical ski...- ...dle corporate actions for local and overseas equities, nominee services, stock reconciliation, IPO and placement, etc Liaise with brokers and internal counterparties to follow up on settlement-related issues and enquiries Assist in developing and implementing workflo...
- ...reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings Assist in broker account opening KYC process and review of derivatives agreements Regularly update and maintain compliance policies Assist...
- ... meet multiple deadlines. Skilled in addressing client needs and providing comprehensive solutions. Strong relationships with broker houses for business development. Persistent and eager to secure deals. Proficient in written and spoken English and Chinese (...
- ... to date with regulatory requirements and changes. Build and maintain relationship with all offshore lenders, onshore lenders / brokers and brokerage houses as well as clients, follow up with periodic dialogues to improve and grow balances. Focus on acquiring har...
- ...ues on optimal system use To provide guidance to the team members where necessary To build a good relationship with external brokers and vendor Ensure CMPS Cash Equities HK has the best execution platform to enable scalability of the business. To assist Cas...
- ...vestment guidelines / regulatory mandates set out for investment services business to comply Prepare reports to monitor usage of broker / issuer limit for investment activities of investment service business Develop / update spreadsheets to cater for on-going chan...
- ...ients on settlement and corporate action inquiries, providing timely and professional service. Liaise effectively with external brokers, custodians, and internal departments (e.g., Front Office, Finance) to resolve settlement fails, trade discrepancies, and other op...
- Company Overview: Recognized among the largest brokers in its home market. A leading player in the global forex market, ranking among the top four forex brokers worldwide. Dedicated to providing excellent trading solutions with advanced technology and competiti...