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- ... activities in HK & oversea equity and future markets; Carry out routine works for day-to-day dealing operations including risk control; Handle clients' enquiries and deliver customer services; Liaise with internal departments such as settlement and business u...
- ...gotiates with seniors across functions and management; may communicate with external consultants and lawyers. ~ Establish proper controls, policies and business operation procedures to ensure compliance with legal and regulatory requirements. ~ Develop ethical and e...
- ... and CCASS operations Liaise with external counterparties and internal departments on settlement tasks. Prepare routine risk control and financial reports Assist with client account maintenance, UAT testing Review and ensure operational procedures in compli...
- ...ordinate demands from internal and external channels. Collaborate with different departments, such as trading, compliance and risk control, and settlement in addressing client requests. 2. Regulatory & Market Compliance ~Ensure all client issues and requests are ...
- ...efined authority limit Deliver the highest level of consistent, quality claims service to our customers Maintain claim costs control Ensure that all the relevant claims correspondences are documented in systems in good and order file manner Implement and re...
- ...Prepare report and analysis for Senior Management Maintain the corporate policies and procedures manuals and enforce the internal control procedures Implement internal work processes streamlining and departmental operations efficiency enhancement projects and i...
- ...e, Bank holidays, Discretional performance bonus. If you are seeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment driven by a rewarding recognition and reward system that will allow y...
- ...ed guest expectations. Daily assessment of all operating equipment and inventory reporting faults, breakages, and missing items Control usage of all operating equipment to ensure sufficiency and report inventory, breakage, or missing items and maintain a good record...
- ...on-making processes · Analyze large datasets to identify trends, insights, and areas for improvement within the Company risk and control frameworks · Responsible for second line of defense data quality, ensuring high quality dashboards for key risk and control data...
- ..., we are looking for high calibre personnel to fill the following position: Responsibilities: Report to the head of Internal Control Department Responsible for handling the process of daily task and to ensure the smooth operation of Risk Management Division ...
- ...nts related to DA account,QFII,traditional securities brokerage and asset management. Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external stakeholders, including investors, regulators, audi...
- ...alysts. # Research, develop, and refine fund investment strategies; conduct daily investment management; and develop market risk control methodologies and tools. # Manage the investment pool for equity products. # Prepare annual fund investment reviews, monthly p...
- ...'s annual audit with the external auditors. Develop and maintain the integrity of the financial reporting process and financial controls. Coordinate, develop and update written policies and procedures over the financial reporting process. Coordinate with senior...
- ...nd sanitation standards and regulations, team member productivity and performance, implementation of policies and procedures, cost controls and overall profitability. To create and implement menu selections with the Executive Chef. To manage food ordering and inve...
- ...iance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend improvement and control measures. Assist in formulating compliance framework and relevant policies and procedures for the compliance of relevant laws, ...
- ...on of statements, tax declaration, social security /MPF payment, debt settlement, bad debt write-off, account monitoring, internal control suggestions, assets inventory, investment and financing, loans management and other routine work. 崗位職責:負責報表編制、納稅申報、MPF繳納、清理催收、核...
- ...namic and aspiring Customer Success Executive to join our team in Hong Kong. As a Customer Success Executive, you will take full control of the customer journey, build successful relationships with each customer and scale the market. Responsibilities Follow...
- Responsibilities Monitor overall project management, including budgetary planning, quality control, monitor safety issues and site progress Manage and review the on-going projects to ensure the key performance goals and timelines are met. Supervise the pr...
- ...n infrastructure and critical business impacting issues ~ Documentation and network diagram creation and updates ~ Change control approval ~ Reviewing changes written by other engineers ~ Writing changes for complex tasks to be executed by other engi...
- ...front-office trading. Perform troubleshooting, root cause analysis, and performance tuning. Maintain OS provisioning, policy control, and regional data center operations. Participate in shift, holiday, and weekend support; occasional APAC travel. Skills &...
- ...sure all cloud-based services comply with financial industry requirements and regulatory standards. Ensure regular assessments and controls to maintain the integrity and security of cloud infrastructure. Requirements Minimum of 10 years of experience in DevOps a...