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Search Results: 25 职位空缺
- ...ntial sales conduct issues and emerging risks. Conduct gap analysis and apply read across assessments to evaluate compliance with HKMA/SFC regulations and HSBC internal policies. Maintain proactive awareness of relevant regulatory developments and policy changes. ...
- ...th Management product settlement. (Ex. Bond, FX, FX Swap, Option, Equity etc.) Familiar with relative rules and practice of HKAB / HKMA. Proficient on the operation of SWIFT (Swift ISO 20022) and RTGS. Good management and communication skills for external and in...
- ...vices, in particular for Insurance business. Familiar with Hong Kong Insurance Authority ("HKIA"), Hong Kong Monetary Authority ("HKMA") and relevant rules and regulations on RC and FCC impacting WPB Insurance. Significant leadership experience and an experienced ...
- ...ograms in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and ad-hoc compliance reviews and self-assessments; Ass...
- ...t Partner, Market Head, CSM Team Leaders, Head of Client Services and Change Delivery, Operations, COO Office Qualification ~ HKMA Relevant Individual Type 1 Role Specific Technical Competencies Client Service Experience in Banking Industry General Bank...
- ...nimum 4 years’ IT security or technology risk management experience Demonstrate strong understanding of regulatory requirements, (HKMA, MAS, SFC) Strong communication and presentation skills; with proven records of engaging stakeholders at levels Good command of...
- ... in a professional manner Execute and manage orders for global equities, e.g., HK, US Handle account openings Requirements:SFC or HKMA license Type 1 & 2 holder with at least 5 years of relevant experience from brokerage firms or private banks Good command of both s...
- ...iness. Good knowledge of banking products, operational procedures, and systems Familiar with the regulatory requirements under HKMA. Structured thinking and good problem-solving capability Strong communication and presentation skills Strong project manage...
- ...s well as a passion for improving experiences. Degree qualified, minimum 8 years of experience in the banking industry Sound HKMA/SFC/MAS regulatory knowledge in investment suitability & selling process and understanding of the private banking business. Solid...
- ...onciliation of Group Treasury's loan collateral dashboards. Support Group Treasury in reviewing refinery outputs, with a focus on HKMA-specific draft data tapes. Assess and align the current HKMA CTF template completion process with Group Treasury's refinery proce...
- ...nancial instruments, and financial market operations related to debt securities and derivatives. Familiarity with requirements of HKMA SPMs, including IR-1, TA-2 and other relevant circulars related to market risk management, is a distinct advantage. Proficiency i...
- ...mum 3 - 5 years of experiences in business compliance, preferably from Wealth Management or private banking Good knowledge of SFC/HKMA regulations, with preference given to candidates who are current license holders Good analytical and risk assessment skills Go...
HKD 45k - HKD 80k /月
...ncluding minute-taking for ALCO meetings. Deliver capital-related reports, including daily monitoring, forecasting, and quarterly HKMA returns. Participate in enterprise-wide stress testing exercises and the development of recovery plans; manage materials for Comm...- ...agement and vendor management is a plus Familiarity with data governance frameworks and best practices is a plus Experience in HKMA regulatory reporting is a plus Good communication and problem-solving skills and able to work independently in a fast-paced envir...
- ...nctions. Design and implement business risk controls, including control testing, and issue remediation. Ensure compliance with HKMA regulations, internal policies, and global risk standards. Partner closely with front office, compliance, operations, and audit t...
- ...of Group Treasury loans collateral dashboards Support Group Treasury on validating refinery work, particularly in relation to the HKMA specific draft data tapes Review and reconcile the existing HKMA CTF template completion process vs. Group Treasury refinery proc...
HKD 35k - HKD 45k /月
...rs (KPIs) using data analytics to continuously refine product strategies and meet business goals. Maintain strict compliance with HKMA regulations, internal governance policies, and applicable global standards. Profile A successful Product Pricing Specialist...- ...and retail banking business Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA, Deposit Protection Board and Privacy Commissioner for Personal Data Good analytical and communication skills Responsible, pro...
- ...nd manage the transaction monitoring system to detect suspicious activities and ensure compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flagged transactions, investigate potential money laundering or terrorist financing ris...
- ...und 5-8 years of experience in operational risk management, audit or internal control functions of banking industry Well-verse in HKMA, SFC and other banking related legislations and guidelines Solid experience of working and liaison with regulatory bodies Exce...
