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- Responsibilities 1.Execute dealing orders for global securities and futures market for institution clients and Retail Customers. 2.Responsible for institution trading system, including communicating with vendors, system function setting and market rehearsal. 3.M...
- ...pand coverage of key buy-side clients including mutual funds, insurance asset managers, offshore hedge funds, and private equity institutions, as well as listed companies and large corporate clients; Actively develop multi-strategy funds and cross-border institutiona...
- ... post fund disbursement. Requirements Bachelor's degree in Banking or Finance (preferred) Understanding of the Financial Institutions (New Payment Method/BBD industry knowledge is an added bonus) Cross-product operational experience/knowledge HKMA certific...
- ...e are looking for a proactive and talent individual to join our ICS Equity Derivatives Sales Team. The role involves supporting institutional and high-net-worth clients across Pan-Asia markets, especially China A-shares and Hong Kong equities, responsible for client on...
- ...arly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages in...
HKD 40k - HKD 80k /月
The Legal & Compliance Officer will play a key role in ensuring compliance with regulatory requirements and managing legal matters within the Financial Services industry. Client Details Our client is a Chinese headquartered buy-side firm with a reputable presence...- The Job Client: A fast-growing regulated Fintech company with global presence Position: Company Secretary Responsibilities: Advise the Board of Directors on corporate governance matters and regulatory compliance Organize and manage Board and committee ...
- ...ionship among its staff members. Responsibilities: Understand and perform KYC reviews on both banks and non-bank financial institutions Conduct customer risk assessment on correspondent banking customers to fully comply with the Bank's policies as well as exter...
- Responsibilities: Promote and sell Fixed Income products including bonds, notes and structured products, etc. to institutional clients; Provide professional market insights and product recommendations to support client investment decisions; Establish and mai...
- ...in others, and work collectively to build for the long term Key Responsibilities Developing and expanding the Financial Institutions (FI) distribution platform for all Global Markets products to Bank and FI clients in Hong Kong for China offshores Migrate be...
- ...der financial and banking services for customers. Responsibilities: Liaison with non-bank FIs, especially investment banks/institutions, and explore business opportunities according to their requirements, develop marketing strategies Build up relationship with ...
- Chiyu Banking Corporation Limited has been registered as a licensed bank since 1947. Rooted in Hong Kong, we strive to provide one-stop cross-border banking and financial services to customers in Hong Kong, mainland and overseas Chinese. Riding on the edge of the Hong ...
- Job Purpose ~ Play an active role in developing our Chinese and foreign institutional client base in mainland China and Hong Kong. Key Responsibilities Participate actively in the secondary market equities sales, and engage in new issue placement, IPO un...
- Job Purpose Execute clients’ equities trading with precision and efficiency. Collaborate closely with institutional sales to develop and maintain strong relationships with counterparties and clients. Enhance the company’s reputation through active participat...
- Responsibilities Contribute to securities lending and Synthetic PB trading activities to achieve and enhance the budgeted Group PNL. Handle all aspects of securities lending and borrowing, from negotiating fees and terms to managing the inventory of securities a...
- ... proven business track record; License holder of securities (HKSI) and insurance (IIQE) and fulfillment of the competency require... ...cy Framework (ECF) and/or Certified Banker (CB) under Hong Kong Institute of Bankers (HKIB) would be an advantage You’ll achieve more ...
- ...ying Examinations (IIQE Paper 1, 2, 3 & MPF or equivalent) Pass in the Hong Kong Securities Institute Licensing Examination or an Exempted / Qualified Securities Dealer (HKSI Paper 1, 7, 8 or equivalent) Certified Retail Wealth Professional preferred HKIB Certifi...
- ... routing, trade busts, position liquidation, etc. Meet with institutional clients to identify their needs and introduce appropriate serv... ... priority. Requirements: Minimum 2 years’ experience. HKSI Paper 1 (Type 1, 2, and 3), FINRA Series 7 license or ability ...
- ...tomers and portfolio management Qualifications in IIQAS and HKSI Strong interpersonal skills Fluency in English and Canto... ...ement that is designed to support the integrity of “authorized institutions” regulated by the Hong Kong Monetary Authority (HKMA). Pursuan...
- ...ualifications Minimum of 5 years' experience in relationship management, preferably in financial institutions industry with client facing experience Passes in HKSI and relevant insurance licensing examinations preferred Ability to work under pressure, with str...
- ...and economic environment. Preferably a CFP or CFA. Passes in HKSI Licensing Examination for HKMA RI Type 1, 4, 7 registrations an... ...cy Framework (ECF) and/or Certified Banker (CB) under Hong Kong Institute of Bankers (HKIB) would be an advantage. The employment is s...
- ...rin is an advantage ~3+ years' relevant customer service experience in banking and financial institution environment/ contact center is preferred ~ License holder of HKSI 1,7,8 and IIQE 1, 2, 3 and compliance with related Continuing Professional Development (CPD) r...
- ...her relevant qualifications such as CFP or CFA Passes in the HKSI and IIQE licensing examinations Proven banking experience wi... ...cy Framework (ECF) and/or Certified Banker (CB) under Hong Kong Institute of Bankers (HKIB) would be an advantage. The employment is s...
- ...te Education: Bachelor's degree in a relevant field or equivalent work experienc Licenses: Licenses RI registration is a plus (HKSI paper 1,7,8 required) Seasoned Leader: 10+ years in client service management, ideally within private banking, wealth management, ...
- ...ience in selling investment products will be given priority considerations Possess the qualifications of IIQE Qualification in HKSI is preferred Proven track record in marketing and selling banking products Familiar with retail banking products and the opera...
- ...or equivalent with sound experience Qualified with Insurance Intermediaries Qualifying Examination qualification Passed in the HKSI Licensing Examination Paper 1,7 & 8 Solid experience in the banking industry being in front-line/customer service roles Basic u...
- ...nce is required as training will be provided Applicants with prior customer service experience, and holding either an investment (HKSI 1,7,8) or insurance license (IIQE 1, 2, 3) , will be considered for a Senior Wealth & Personal Banking Executive role You'll a...
- ... opportunities, and recommend corrective actions. Manage relationships with external auditors, tax authorities, and financial institutions. Stay updated on industry trends, best practices, and changes in accounting standards. Job Requirements Bachelor's de...
- ...ation, dental care, medical imaging, day surgery, physiotherapy and more. Our network spans over 1,000 self-owned and affiliated institutions across Hong Kong, Macau, and Mainland China, serving individuals and partnering with over 2,000 businesses and insurance organiz...
- ... Requirements ~University degree in a related discipline OR other relevant qualifications such as CFP or CFA ~Passes in the HKSI licensing examinations ~Around 8 to 10 years’ banking experience, with good knowledge of investment products ~Strong sales orien...