Search Results: 3,458 职位空缺
HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve more than 40 million c... ...d the business operates in accordance with Group and regulatory compliance and subject to robust internal controls
Create and contribut...
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
香港島
2 天前
HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve more than 40 million customers worldwide through three global businesses: Wealth and Personal Banking, Commercial Banking, Global Banking & Markets. Our network...
...work in the Greater Bay Area, and the opportunity to develop and grow a professional network.
As a participating organisation, HSBC will be offering roles within our key business areas across Guangzhou, Shenzhen and Foshan. Roles will be available in Commercial Ba...
HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve more than 40 million c... ...s of the customers
Understand and adhere to local and global compliance
Maintain the levels of operational integrity required by HSB...
HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve more than 40 million c... ...he escalation and resolution of any issues identified
Ensure compliance of HK Insurance and regulators with requirements relating to Bu...
HSBC is one of the world's largest banking and financial services organisations. Our global businesses serve more than 40 million c... ...oyalty to the Bank
Understand and adhere to local and global compliance
Maintain the levels of operational integrity required by HSB...
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a global, mid-size inter-dealer broker and advisors in corporate finance and capital markets. In broking, we specialize in financial derivati...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...g culture that values openness and expertise to improving employees’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our care for employees’ growth is reflected in all activities. The Compa...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
Responsibilities:
Handle SFC licensing matters including but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the thi...
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
...uding preparing written plans, reports & providing documents to the HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and external regulations;
Advise and review account opening processes;
...
Role and Responsibilities:
Assist and support the Compliance team in handling core compliance, regulatory, legal, monitoring and surveillance related matters;
Assist and support the Compliance team in handling Anti-Money Laundering and Counter Financing of Terro...
