Search Results: 10,999 职位空缺
...Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Departme... ...KMA, IA) and other relevant external parties;
# Implement internal policies and procedures to ensure the business of the Bank ...
...es:
Lead/ support to provide general compliance advisory services to business and opera... ...ons with respect to respective overseas regulatory bodies and work closely with branches a... ...ementation
Handle audit queries from internal and external auditors in the performanc...
HKD 45k - HKD 50k /月
...ected candidate will assist on managing regulatory relations and coordinating HKMA and SFC... ...rnal regulators, liaising with relevant internal parties to prepare responses and docume... ...mum 3 years of experience in regulatory compliance within financial services industry, ide...
... Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage co...
...ake on the role of Team Head of Central Compliance Team. Join an organization that values ... ...athy. Responsibilities include managing regulatory inquiries, supervising reporting, provi... ... effectively and efficiently, revamping internal workflow where necessary.
Supervise ...
Rober Walters Hong Kong
香港島
2 天前
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
..., HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including ... ... Assisting with providing and amending compliance documentations to support corporate li... ... regulatory authority or working in an international financial institution is an advantage ...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
The Compliance function is a Second line of defence (LOD) function, responsible for rev... ...effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising... ...relevant external laws and regulations, internal codes and policies and good market prac...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
...tional care. Join Roche, where every voice matters.
The Position
Roche Diagnostics
Main Responsibilities:
~ Manage regulatory submission and approval in cooperation with local and global teams to ensure our products are listed in a timely manner and busin...
Bloomberg's Legal & Compliance Department plays a critical role in supporting our busines... ...oducts and services. We work to address regulatory issues, ensure compliance with current/... ...censed entity regulatory obligations to internal risk(s), policy(s), and procedure(s) an...
Job Highlights
Full set of Internal Audit / Compliance Functions
Internal Audit
Risk assessment, Data analysis and Advisory
J... ...d deliver internal audit training to educate employees on regulatory requirements, internal policies, and ethical standards
...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our Client
My client is one of the largest glo... ... banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on ...
...crisis and risk awareness, strong owner awareness, and can withstand greater work pressure
7. Have Applicants with experience in internal system development/operation and maintenance of large Internet companies are preferred, and those who are familiar with Tencent Cl...
...y changing world. We are looking for a scientist to manage regulatory studies, monitor study programs and generate data to suppo... ... and/or protein analytical and/or field/greenhouse data in compliance with internal and external standards to meet project and business needs....
...stitution.
~ Proven track record of coordinating implementation/delivery of 3rd party systems and experience working on regulatory/compliance projects within a Financial institution.
~ Experience with SQL log analysation/query extraction for requirement analysi...
Role and Responsibilities:
Assist and support the Compliance team in handling Anti-Money Laundering and Counter Financing of Terr... ...g
Assist and support the team in handling core compliance, regulatory, legal, monitoring and surveillance related matters
Conduc...
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
