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- ...al products. Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and provide advi... ... lawyers. Establish proper controls, policies and business operation procedures to ensure compliance with legal and regulatory req...
- ...igh calibre personnel to fill the following position: Responsibilities: -Report to the head of Internal Control Department -Ensure the operation of Type 1 & 9 businesses complied with the applicable legal and regulatory requirements as well as the Company's inte...
- ...integrity checks. Collaborate closely with the trading desk to execute fund transfers, securities transfers, and other related operations as per instructions. Regularly update client positions to reflect margin requirements derived from OTC derivatives trading. ...