Manager / Assistant Manager - Complaints Team, Corporate Affairs
Ref.: SFC/M/AM/CT/CA/240216
Duties & Responsibilities:
The Com... ...ies and futures industry, or be a compliance officer with good regulatory knowledge. You must be well-organised, and have excellent anal...
Contract Administrator (2-Year) - Finance (Translation Team), Corporate Affairs
Ref.: SFC/CADMN/FIN/CA/240412
Duties & Responsibilities:
This position provides administrative and operational support to the Translation Team of the Finance Department. The Administrat...
Senior Manager - Human Resources (Learning & Development), Corporate Affairs
Ref.: SFC/SM/HR/CA/240419
Duties & Responsibilities:
Reporting to the Director of HR, you will lead the Learning and Development Team that supports our workforce which mainly comprises of ...
...m career objectives to apply for the following position:
Job Duties & Responsibilities:
Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion instructions.
Design and improve spreadsheets with go...
As an Actuarial Manager specializing in HKRBC, Reporting. You will play a pivotal role in ensuring compliance with regulatory requirements and providing strategic insights into our risk management practices. You will lead a team responsible for analyzing, reporting, an...
...ng with Design, Engineering and Cost Management functions to deliver outstanding stores.
Expert knowledge of building standard/regulatory standards and an understanding of store licensing requirements is essential.
Knowledge of projects and project management with...
...taining replenishment & allocation plan by understanding location parameters inclusive of seasonality, holiday peaks, promotions, regulatory requirements, and warehouse to store lead-times, custom closures and store inventory holding capacity
Ensure inventory targets...
... ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market dev...
... ensure smooth progress
~Provide proactive support to other departments to ensure adherence to deadlines, quality standards and regulatory requirements
~Achieve close cooperation with operation and safety teams before and after handover of the project
Job Requi...
...- Investment Products
Ref.: SFC/AM/IP/240112
Duties & Responsibilities:
The Investment Products Division maintains a robust regulatory regime for, and performs gate-keeping functions in authorising, investment products offered to the public in Hong Kong. We monito...
...Responsibilities:
The successful candidates will be responsible for:
Keeping abreast of market developments and international regulatory developments in all fintech matters to identify market-wide, industry and firm-specific regulatory issues;
Assisting in the form...
...ogy-related risks to ensure the bank's information technology infrastructure and systems are secure, reliable, and compliant with regulatory standards.This position reports directly to Senior Risk Executive to ensure that the 2 nd line of defence can provide a suppleme...
...rcial partner with a portfolio of innovative pharmaceutical and consumer health brands. We drive rapid growth through exceptional regulatory, market access, marketing, and medical education capabilities. Our unique clinical supply capabilities span the global, providing...
...irector/Senior Manager, your responsibilities include:
Supervising intermediaries’ business conduct and compliance with relevant regulatory requirements;
Identifying firm-specific issues with respect to business practices, supervisory controls, compliance and operatio...
...h relevant commentaries for management's review
Manage timely licensing registration/renewal with IA & MPFA in accordance with regulatory requirements
Support the team in new business submission, policy servicing, office administration and general enquires from Sa...
...apital (RBC). Responsibilities:
# Manage reporting functions for the reserving function, ensuring accuracy and compliance with regulatory requirements.
# Oversee management reporting duties, including the preparation of reports for internal stakeholders.
# Play a...
...d assess their impact on intermediaries, including developments in the rapidly evolving virtual asset space
~Formulate effective regulatory responses and policy initiatives to address key issues identified
~Interact dynamically with senior management of intermediaries...
...rcial partner with a portfolio of innovative pharmaceutical and consumer health brands. We drive rapid growth through exceptional regulatory, market access, marketing, and medical education capabilities. Our unique clinical supply capabilities span the global, providing...
... effectively including reviewing the audit planning, risk matrices, and testing strategy.
Escalate all major risk, control and regulatory issues arising during the audits and present the audit findings / reports on a timely basis.
Manage key relationships with mid...
...ssessment, planning, control testing and reporting
Actively advise and apprise Audit management of all major risk, control and regulatory issues that impact the control environment of the Bank
Manage key relationships with management of IBG/GTS including relevant ...
...formance, we invest significantly in our people and infrastructure.
Responsibilities
Support regular internal reporting & regulatory reporting tasks in a timely manner
Analyze and validate data in facilitating and/or making recommendation on portfolio actions...
...n a timely manner
Keep abreast on all latest KYC updates regularly and ensure an updated KYC workflow is in place to fulfill regulatory requirements
Ad hoc duties as assigned
Requirements:
University graduate preferably in Business Administrati...
...rivatives initial margin models to join the team.
Duties & Responsibilities:
The team is responsible to establish and implement regulatory requirements for the use of internal capital models (e.g. VaR / SVaR), latest Basel capital standards (e.g. FRTB and SA-CCR) and ...
...ational controls;
Recommend and take swift actions against deficiencies and non-compliances identified; and
Track international regulatory developments, and support the Department to implement new policy initiatives and local regulatory reforms.
You will be given a w...
HKD 15k - HKD 18k /月
...tancy & Training, Industry and Salary Report, Psychometric Assessment and HR seminars.
Our client, a global provider of legal, regulatory and business information and analytics, is looking for a Business Operations Support Officer to join them.
Responsibilities...