Search Results: 16,834 职位空缺
..., is a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the releva...
The Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the act... ...to as 'the First LOD') to ensure that they effectively manage as 'Risk Owners' the Regulatory Compliance risks inherent in or arising from the condu...
...e of a NY-headquartered digital asset company, to work on asset management, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its variou...
...lient service delivery. We support fund managers, global companies, family offices and p... ...y, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including t... ...
Assisting with providing and amending compliance documentations to support corporate lic...
... a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, ...
Rober Walters Hong Kong
香港島
2 天前
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Globa...
Projob21.com Ltd.
香港島
2 天前
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
HKD 100k /月
...s role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 1... ...ith businesses in retail banking, wealth management, commercial banking, treasury services, ...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
...op Tier Regional bank. Currently they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and ... ...t in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banki...
HKD 45k - HKD 50k /月
...Responsibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will al... ...rements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling reg...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our... ...th businesses in retail banking, wealth management, commercial banking, treasury services,... ...iption
~Report directly to the head of compliance whilst managing a team of 12 staff
~Th...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meeting... ...alue Facilities
Conduct compliance self-assessment to meet regulatory requirement
Support compliance aspects of local and cross-...
JC Executive Search
香港島
3 天前
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement...
...e 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the bu... ...ments.
Advise on compliance issues and potential impact of regulatory trends and developments.
Ensure business implement adequat...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...king, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and busin...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...mstances
~Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep a...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external c...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal po... ...s and documents
Advise the management regularly on new regulatory requirements
Responsible for conducting AML, KYC and o...
