Search Results: 1,849 职位空缺
...es:
Lead/ support to provide general compliance advisory services to business and opera... ...ons with respect to respective overseas regulatory bodies and work closely with branches a... ...
Provide regular / ad-hoc updates to management
Handle management reporting and ad h...
...uthentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking...
...d procedures to ensure they are in line with regulatory requirements
~Review the establishment and... ...egree holder in Business Administration Risk Management, Law or related disciplines
~Minimum 3 years of AML/CFT compliance experience in banking industry
~Knowledge ...
...s in AML systems
~Prepare reports and management information in relation to system perfo... ...of experience in project management/AML compliance/information technology; experience in b... ...g operations and basic knowledge of AML regulatory requirements
~Sound knowledge of stat...
....
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-site visi... ...going improvement of the Bank's operations
~Prepare regular management reports on compliance updates and issues
~Handle enquiries ...
...ted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to handle all regulat...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
... Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage compliance risks such as regulations and money launderi...
...ny website] .
Key Roles and Responsibilities
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous dru...
HKD 55k - HKD 65k /月
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
...mong its staff members.
Responsibilities:
Perform financial and regulatory reporting functions, e.g. preparation of banking returns and financial reports, and monitoring of financial compliance ratios
Exercise effective control on the operations, structure an...
...role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Depa... ...subject matter expert of sanctions, and managing sanctions and screening related project... ...ting in an effective manner and meeting regulatory expectations
~Undertake bank-wide sys...
...ovide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units.
~Part...
...rocedures to ensure they are align with regulatory requirements
~Perform ad hoc tasks as... ...holder in Business Administration, Risk Management, Law or related disciplines
~CAMS des... ...P is preferred
~Minimum 1 year of AML compliance and transaction monitoring investigatio...
HKD 70k - HKD 80k /月
The Company A well established Chinese bank is looking for a Senior Financial Crime Compliance Manager to join their team.
The Role
Develop and maintain a robust financial crime compliance framework in accordance with local and international regulations, indu...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
... to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and p... ...timely and effective implementation.
Supplier relationship management: Establish and maintain strong relationships with suppliers, ...
...l inspection and external audit work;
2.Regularly reviewing the compliance and effectiveness of the policies and procedures, Drafting and writing compliance report according to the compliance management requirements;
3.Analyze potential compliance risks of business ...
...m career objectives to apply for the following position:
Job Duties & Responsibilities:
Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion instructions.
Design and improve spreadsheets with go...
...om offering financial services & wealth management services, it also provides asset manage... ...p’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform... ...ledge of accounting standards and other regulatory requirements
Solid and in-depth know...
