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- ... partners in providing comprehensive information on financial management, financial planning, financial reporting and compliance, capi... ...seeking a high caliber professional to join our department as Regulatory Reporting Manager. Principal responsibilities Supervise...
- ... ecosystem in Hong Kong. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the c...
- ...ncluding equity surveillance, OTC Suitability post-trade surveillance, etc. # Manage interaction with regulators for queries, survey, questionnaire and inspections. # Monitor regulatory changes and deliver compliance training to PWM Front Office on new regulations ...
- Responsibilities: Report to Head of Regulatory Compliance Provide timely advice on the regulatory compliance related matters S... ...in regulatory register and identify gaps Advise, review and manage regulatory submissions, notifications and communications, ensu...
- Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm background based in Hong ...
- Purpose of the Role: The Regulatory Affairs Associate will provide comprehensive administrative and technical support to the Regul... ...s are properly filed and retrievable. Product Lifecycle Management Support variations, renewals, labeling updates, and other ...
- ...ystemically important banks (D-SIBs) in Hong Kong. Currently, ICBC (Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of s...
- ...me to time and identify their impact on the Company Provide regulatory and legal input on advisory matters on legal, regulatory and l... ...regulatory documentation according to the direction of his/her manager. Manage, organize and update internal document database for...
- Major Responsibilities ~Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. ~Provide support on regulatory compliance works and...
- ... where you can be your true and authentic self, like at home. Job Responsibilities Prepare HKMA banking returns and other regulatory submissions Support the preparation of accounting and financial reports To meet the challenge, you should have the follo...
- ...matters. Assist in developing, updating, and reviewing AML-related policies, guidelines, and procedures in light of the latest regulatory and Group requirements. Support in preparing the AML data for external and internal reports. Requirements: ~ Degree in Bu...
- ... China Cinda Group ~2017：won the “Excellent Brand of Wealth Management – Banking” at “Hong Kong Leaders’ Choice 2017” ~2017-2020：re... ...lines; At least 3 years of banking experience in financial regulatory reporting; experience in performing UAT is definitely an adva...
HKD 50k /月
Looking for an experienced Associate Director, Regulatory Affairs to lead regulatory strategies and submissions for cutting-edge biotec... ...and extending that to Asia markets. You will lead submissions, manage interactions with health authorities, and ensure compliance wi...- ...tcomes. They are expanding their Hong Kong team and seeking a Regulatory & Quality Compliance Specialist to strengthen compliance and ... ...CAP 134, CAP 138, CAP 137) and update SOPs/WIs accordingly. Manage nonconformance, CAPA plans, and effectiveness checks. Overs...
- ...i licenses in banking, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provi... ... effectively communicated to all relevant business units. # Regulatory Compliance & Monitoring: Monitor and interpret new and e...
- ...i licenses in banking, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provi... ...agement awareness Assist in the self-assessment on various regulatory requirements and regulator onsite / offsite examination As...
- ...ervices, including spot, derivatives, copy trading, and asset management – all designed for the evolving needs of users, from beginner... ... Our current vacancy | Full-time | Long-term | The Senior Regulatory Counsel will join the global legal team with a focus in the r...
- ...the long term Job Summary The role of Group Public & Regulatory Affairs (GPRA) is to collaborate with internal and external s... ...ing on the wider ‘bench’ of SCB experts. Prepare executive management for engagement on regulatory initiatives; Assist with mess...
- ...ethodology, models and systems related to different risks and regulatory requirements Ability to guide the team and client through ... ...ss development including sales bidding processes and contract management Participate in eminence building initiatives to strengthen...
- CHINA MOBILE HONG KONG COMPANY LIMITED ("CMHK") is the wholly-owned subsidiary of China Mobile Limited (HKEx: 941), which ranks 58th on the Fortune Global 500. Our company strives to offer superior service experience and to become the preferable digital partner for ...
- ...ence, who are eager to learn and grow with us. By joining as a Regulatory Affairs Pharmacist (Entry-Level Welcome) Specialist, you will ... ...f compliance, safety, and quality. Responsibilities · Manage pharmaceutical product registration, ensuring compliance with ...
- ... Responsibilities Lead and coordinate projects assigned by management, supporting continuous quality improvements; Develop, impl... ...t, and maintain quality management systems in compliance with regulatory standards (PIC/S GMP); Prepare for, participate in, and su...
- Our Group Risk and Regulatory Department (the ' GR&R ') is looking for talent to become part of the Data Privacy Compliance team (the ' Team ') to handle data governance, data privacy and artificial intelligence (AI) compliance related matters for PCCW/HKT Group. ...
- ...ss development including sales bidding processes and contract management Participate in eminence building initiatives to strengthen... ...ial services institutions, industry representative bodies and regulatory bodies in Hong Kong and beyond Participate in relationship...
- ...d” by building a sustainable compliance framework that places regulatory and compliance best practice standards, and a culture of appr... ...fectiveness of the Group’s compliance efforts. Support the management of the regulatory relationships with each of the regulators, ...
- ... This is a unique opportunity for accomplished litigation and regulatory lawyers-whether from international law firms or in-house role... ...stakes matters that define the organization's growth and risk management for years to come. About the Role As Senior Legal Couns...
- Are you seeking a unique opportunity to enhance your project management and business analytical skills while supporting strategic regulatory programs Join our Asia Finance Regulatory Reporting Projects team, part of the Commercial and Investment Bank Global Program Ma...
- ...y Department as part of the governance and operations team • Manage data processing and documentation • Maintain software invent... ...as directed by supervisors • Ensure IT operations align with regulatory requirements and internal standards • Contribute to continuo...
- ...Support Global Sanctions Advisory in protecting DB from legal, regulatory and reputational risk with regard to business involving sancti... ...relevant stakeholders. Depending on seniority, may lead and manage a small team. Your skills and experience: Minimum of 5 y...
- Pinpoint Asia is exclusively partnering with a leading Global Quantitative & Systematic Investment Manager to find a Lead Regulatory Technology Engineer for their Hong Kong office. This is a rare opportunity to join a newly formed, high-growth team . You will ...