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HKD 50k - HKD 100k per month
As a Middle Office VP in the financial services industry, you will play a critical ... ...ment processes to ensure compliance with regulatory standards. Monitoring operational wor... ...enhanced efficiency. Providing timely reporting and analysis to support decision-making ...- ...recision and manage a trading book in compliance with risk and regulatory guidelines, ensuring a strong and consistent P&L performance. ... ...ce with internal and regulatory policies. Preparing regular reports on trading performance and market insights. Staying updated...
- ...nd conversion/warrant mechanics where applicable. Assess regulatory and legal considerations, including compliance with securitie... ...thresholds, and listing rules. Market Intelligence and Reporting Monitor macro trends, market volatility, sector flows, ...
- ...ntain Internal Audit policy and procedures related to IT audit which align with regulatory requirement and industry best practices Conduct IT audit assignments from planning to reporting and closing of audit findings Identify and recommend areas for improvements ...
- ...equivalent - at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work or the financial industry or life/medical insurance business; insurance operations ; insurance product development or health...
- ...ing the Bank’s Private Banking and Cross-Border product & services Ensure the consistency of product compliance meeting latest regulatory requirements and industry practices Plan and manage the Operating performance of the Department to achieve pre-defined financi...
HKD 50k - HKD 100k per month
...ation changes in coordination with vendors and internal teams. Support pre-trade compliance workflows, ensuring alignment with regulatory and internal policies. Document support procedures, known issues, and resolution steps for knowledge sharing. Assist in UAT...- ...gers and dedicated specialists. We are currently seeking a high caliber professional to join our team as VP, Corporate Banking – Mainland Corporates, reporting to Division Head, Corporate Banking - Mainland Corporates (Department D). Principal responsibilities ...
- ...edit rating analysis and IFRS9 analysis Prepare regular MIS reports on bank-wide credit portfolio to senior management and relevan... ...ence in portfolio management or MIS reporting, experience with regulatory reporting would be preferable Proficiency in using analytic...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- ...roduction for printing, advertising & promotion purposes - Support the sales / marketing team to develop graphic design in annual report, brochure, leaflet etc. - Communicate with sales team and project management team in order to cope with design requirements of di...
- Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants Ensure accuracy and timely accounting records in FlexSystem Maintain updated Charts of Accounts & Analysis Co...
- ...sional Level/Core Level) is preferred Good credit analysis, report writing and communication skills Self-motivated, independen... ...xercise. The Mandatory Reference Checking (MRC) Scheme is a regulatory framework established by the Hong Kong Monetary Authority, whi...
- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and retail clients across equity, fixed income, and multi-asset strategies in APAC Ex Japan region Reporting on a varieties of topic frompe...
- ...ping Prepare periodical financial statements and management reports Monitor cashflow and perform regular bank reconciliations ... ...llaborate with external advisors Communicate with banks and regulatory bodies as required Perform ad hoc duties as assigned Re...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ...MBC Securities Company Limited Responsibilities: # Prepare and review daily Segregation of Client money, FRR reports and other works under regulatory Requirement. # Handle daily accounting input of trades and settlement. # Handle reconciliation of account rece...
HKD 50k - HKD 100k per month
...he Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting and ...- ...issues with clients and internal departments, and in all cases report and escalate customer complaints to management in accordance w... ...tions/activity during and after client on-boarding process. Regulatory & Business Conduct Display exemplary conduct and live by th...
HKD 50k - HKD 80k per month
...us bottom-up and top-down research Track market developments, new issuance trends, and regulatory changes impacting fixed income instruments Prepare regular research reports, presentations, and investment memos for internal and external stakeholders Collaborat...- ...attention are subject to direct remedial action and/or ensure adequate reporting to the relevant Risk Committees and/or line management. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requirements ...
- ...ly settlement of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile s... ...ons functions, e.g. payments, loan operations etc. Generate reports for senior management and regulatory bodies as required. Pa...
HKD 50k - HKD 80k per month
...e orders and ensure smooth qualification of tooling and parts for ongoing production. Support advanced PPAP approvals and regulatory reporting for in-market products. Lead investigations into design and manufacturing issues using structured methodologies such as D...- ...a-group transactions and outsourcing, ensuring compliance with regulatory and Head Office requirements. Implement effective ORM tools... ...e management and update company-wide list of p&p. Regularly report to senior management/HO on company’s operational risk profile,...
HKD 35k - HKD 50k per month
...nd documentation to ensure timely market readiness. Monitor regulatory changes and industry trends, updating policies and training pr... ...liance issues proactively. Conduct internal audits, prepare reports for stakeholders, and support sustainability initiatives, such...- ...n, and sound risk management. Key Responsibilities - Reporting to the Head of Compliance, Hong Kong, you will: Serve as a... ... senior management and trading teams, providing strategic and regulatory guidance aligned with the firm’s risk appetite. Support th...
- ...ivities of the firm Manage daily operations to ensure full regulatory compliance Comply with all applicable laws, rules and regu... ...ing all regulatory inquiries and ensuring timely and accurate reporting. Requirements: Minimum 5 years of solid experience in ...
- ...g compliance program to ensure compliance with the applicable regulatory requirements; Conduct enterprise-wide ML/TF and sanctions ... ...rojects; Handle regulatory inspection, prepare head office reporting and ad hoc enquiries; Support the development of the compl...
- ...roduct screening, due diligence, legal negotiations, and implementation. Oversee internal and group-level reporting for managed projects, alongside regulatory reporting related to alternative investments. Undertake other ad hoc tasks as assigned. Profile Bac...
- ... maintain relationships with key stakeholders, including investors, regulatory bodies, and industry partners, to foster collaboration and strategic alignment. Performance Monitoring: Track and report on key performance indicators (KPIs) to ensure operational targets ...