Search Results: 56 职位空缺
... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
...ns, authorised institutions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulator... ...s engagements
Lead and manage service organisation control reporting (SOC) relating assurance engagement such as ISAE 3000, 3402, ...
...mes
Analyze business and financial data to generate regular reports for management review
Administrate the relationship of the ... ...licies and institutional processes
Be familiar with current regulatory and policy landscape, identify finance market trends and propo...
... operation of Telephone Outbound Sales team in accordance with regulatory requirement, including but not limited to review accuracy of t... ... in order to enhance service standard
~Compile various sales reports
~Assist in tasks/ projects as assigned by supervisor
Re...
...HKICPA or equivalent overseas leading professional accountants institutes
~Proficient in assurance standards and financial reporting regulatory environment in Hong Kong
~Solid experience in quality assurance review is a definite advantage
~Analytical minded and ab...
...ess user department
- Understand and handle digital related regulatory guidelines (e.g. SPM TM-E-1), external and internal risk cont... ...
- Handle and followup day-to-day eBanking channel customer reporting and problem fixing
- Strong written and spoken in English a...
... with clients
Produce quality working papers; draft quality reports and proposals
Identify control/performance improvement oppo... ...charge of governance
Keep up-to-date on FS related news and regulatory developments
Travel to China and other countries in the ASP...
...g for individuals / companies in accordance with guidelines on regulatory, such as AML, KYC, CDD and ECDD
~ Perform daily customer/acc... ...stion for improvement / reengineering of current work flow and report any irregularities timely
~ Assist unusual or difficult cust...
...rities sales and dealing operation, risk monitoring, and financial reporting
Support business development and trading platform process improvements
Ensure full compliance to internal and regulatory rules, guidelines and procedures while supervising the operations ...
...oup and Senior Management, to uplift the Bank’s AML Standard and comply with both regulatory and Group AML requirements
~Prepare regular AML/CFT regulatory returns and management reports and materials to Head Office and Management.
~Prepare AML data, dashboard and s...
...r Process:
Collect customers' information from Branches / Business units and prepare reply letters to regulatory authorities.
Print bank statement and reports from COLD for replying enquiries.
Retrieve account information from various systems.
Follow-up cop...
...contact, managing the end-to-end KYC process
• Conduct customer due diligence, AML assessment, FATCA and CRS in accordance with regulatory requirements
• Achieve individual business targets and contribute to the performance of the team
• Proactive connect with key...
...ss targets
~Propose new card products and marketing campaigns to increase market penetration
~Ensure compliance with relevant regulatory requirements and internal policies
~Manage program budget in an effective manner
Requirements:
~Degree holder in Marke...
...ure the product launch in a smooth manner.
~Ensure the product development and the related projects are complying with relevant regulatory requirements and internal policies.
Requirements:
~Degree holder or above.
~Minimum of 10 years of banking or related ex...
...ransaction etc;
~Verify and process payments and expenses disbursements;
~Prepare financial statements and management analysis reports;
~Handle ad hoc duties as assigned.
Requirement:
~Diploma holder in accounting or above
~Minimum 2-3 years accounting e...
HKD 20k - HKD 30k /月
... government-funded projects, etc.
Support BAU – annual corporate and individual membership renewal, CRM enhancement, management reports, etc.
Ad hoc duties as assigned by supervisors
Job Requirements
University degree holder or above, preferably in marketin...
...ies and/or internal stakeholders
Proper daily monitoring, maintenance, and filing of all official documentations, such as audit reports, lab test, QC reporting etc.; and ensuring approval and signature compliance is in order
Verify and ensure accuracy on received...
...sults cover all features/scenarios listed in functional specification/regulator SPM TME-1/bank guideline and policies
- Regular reporting on UAT progress/test results/issue logs
- Verify defect fixes and report re-testing results
- Work with cross functional team...
...~Direct and supervise day-to-day work in remittance operations.
~Authorize violation detection transactions in the AML system and report any suspicious activities to the AML/CFT Compliance Officer.
~Provide phone advice to relationship managers regarding inward remi...
...~Handle bookkeeping work for our clients including non-PRC companies
~Prepare monthly management accounts and complete financial reports
~Process finance related duties in general including payment preparation
Requirements
~Post-secondary graduate, major in ...
