Search Results: 13 职位空缺
... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
... the entire training process, ensuring the proper application of policies and institutional processes
Be familiar with current regulatory and policy landscape, identify finance market trends and propose product enhancement initiatives
Supervise a small team to dri...
...ence in credit / financial analysis, preferably with debt collection experience
~Knowledge of credit card products and relevant regulatory requirements
~Accurate analytical ability
~Able to work independently
~Good communication skills, organizational, planning,...
...anks, stock brokers, asset management companies, licensed corporations, authorised institutions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevan...
...ss targets
~Propose new card products and marketing campaigns to increase market penetration
~Ensure compliance with relevant regulatory requirements and internal policies
~Manage program budget in an effective manner
Requirements:
~Degree holder in Marke...
...contact, managing the end-to-end KYC process
• Conduct customer due diligence, AML assessment, FATCA and CRS in accordance with regulatory requirements
• Achieve individual business targets and contribute to the performance of the team
• Proactive connect with key...
...mprovement opportunities for clients and communicate with those in charge of governance
Keep up-to-date on FS related news and regulatory developments
Travel to China and other countries in the ASPAC region on project basis
Other ad-hoc tasks as assigned by sup...
...A or equivalent overseas leading professional accountants institutes
Proficient in assurance standards and financial reporting regulatory environment in Hong Kong
Solid experience in quality assurance review is a definite advantage
Analytical minded and able to...
...n and manage digital governance related projects under digital business user department
- Understand and handle digital related regulatory guidelines (e.g. SPM TM-E-1), external and internal risk control requirements and procedures.
- Lead overall management of digi...
...ial reporting
Support business development and trading platform process improvements
Ensure full compliance to internal and regulatory rules, guidelines and procedures while supervising the operations of the licensed corporation
Manage and supervise licensed st...
...ou should consider this opportunity:
~Process New Account Opening for individuals / companies in accordance with guidelines on regulatory, such as AML, KYC, CDD and ECDD
~ Perform daily customer/account maintenance , account clean up exercises, project review, such...
...levant meetings for relevant stakeholders/the Group and Senior Management, to uplift the Bank’s AML Standard and comply with both regulatory and Group AML requirements
~Prepare regular AML/CFT regulatory returns and management reports and materials to Head Office and ...
...load files
Reply Letter Process:
Collect customers' information from Branches / Business units and prepare reply letters to regulatory authorities.
Print bank statement and reports from COLD for replying enquiries.
Retrieve account information from various s...
