...g a harmonious relationship among its staff members.
Responsibilities:
~Review AML procedures to comply with the up-to-dated regulatory requirements
~Review Frontline Operation Procedures to improve the operational efficiency
~Develop new operational procedures...
...l and work closely with complaint handlers in each department to ensure that complaints are handled in compliance with the latest regulatory requirements and ISO standards
Review the complaint investigation report and relevant supporting documents to conclude their s...
...itiatives.
Assist the Senior Manager in monitoring and analyzing channel usage
Review and monitor campaign execution within regulatory standard and business user requirement
Review regular MIS reports for channel usage, marketing analytics and / or regulatory r...
...ervices
~Perform daily inward / outward and Intermediary funds transfer transactions
~Ensure compliance with all internal and regulatory rules, procedures and regulation related to remittance
~Participate in projects for new products / services / system developmen...
...form coordinator role as designated.
Adhere, provide guidance and ensure section members comply with the rules, guidelines and regulatory requirement of the Bank, HKMA, MAS, etc pertaining to the operations.
Escalate exceptional/outstanding/suspicious transactions...
...the unique challenges and complexities involved;
In-depth knowledge of internal audit standards, risk management practices and regulatory compliance requirements and familiar with enterprise risk management concepts, frameworks and tools;
Strong leadership and man...
...ies
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous drug transaction within the operation site;
~P...
... margin status and handle corporate action;
Complete data compilation and report submission according to internal and external regulatory requirements;
Propose optimization needs for business operation, and assist in the construction of the OTC derivatives system;...
... prevent potential churn
Maintain appropriate operational risk control and compliance in all aspects in accordance with DBS or regulatory standard and policies
No sales target is required
Requirements
Post secondary or above, preferably degree holder...
...ties:
Provide oversight on services delivered by our outsourced Transfer Agent vendor in Hong Kong as well as managing various regulatory reporting tasks, product and fund life cycle events, offshored processes, Tax Reporting including Foreign Account Tax Compliance ...
...s Analytics, Data Reconciliation or SQL will be an added advantage.
Knowledge of Basel requirements such as BCBS 239 and other regulatory requirement is an advantage.
Ability to communicate with different types of requestor, to analyze their needs, and to prioriti...
...y of credit facilities strictly comply with established credit policies, guidelines and approved terms and conditions, as well as regulatory requirements;
Perform credit administration functions including preparing and reviewing standard credit facility letters and...
...of Corporate Affairs activities through reputation tracking, media/social media analysis and key stakeholder audits.
~Legal and regulatory compliance, adherence to internal operating procedures together with the management of business risks is the responsibility of ev...
...surance market, or relevant transferable skills and knowledge from other financial services industries
~Experience of legal and regulatory frameworks as well as the management of third parties.
~Good understanding of the business development process and the interdepe...
...monthly, quarterly, and annual basis
~ Resolve discrepancies and reconciliation accounts
~ Responsible for compliance and regulatory matters, including customer due diligence (CDD), calculation of Net Asset Value of different sub-accounts
~ Apply collateral ...
...T team.
Job Description
Report to Product Manager, manage and drive the product development that meet with business goals and regulatory requirements
Conduct market research and analyse virtual asset trading market trends and user need
Collaborate with cross-f...
...ion that identifies and monitors significant risks and ensures compliance with operational policies, control procedures and legal/regulatory requirements.
As a CO&D Control Manager within OCM team, you will be responsible for managing the controls agenda in the APAC...
HKD 50k - HKD 60k /月
...ective measures when required.
Build and maintain strong relationships with key stakeholders, including clients, partners, and regulatory bodies.
Your Profile:
Proven experience in the insurance industry, preferably in a managerial or leadership role.
Str...
...thrive and achieve the target deliverables.
Job Responsibilities
For Fraud & Anti-Bribery Function:
~Keep abreast with the regulatory landscape and latest crime trends, and communicate the regulatory and procedural requirements with business units
~Carry out va...
HKD 20k - HKD 25k /月
...otiate with customers on repayment arrangement
To resolve customer’s enquiries and complaints
To comply with the Bank’s and regulatory requirements on risk and control
Requirements:
Minimum 2 years working as Loan Support/Customer services post in related...
HKD 20k - HKD 25k /月
...l Section for investigation.
To ensure total customer satisfaction by following procedures, workflows, internal guidelines and regulatory requirements;
To proactively keep abreast of up-to-date information and knowledge in order to perform effectively and efficien...
...ey Laundering in banks or financial institutions
~CAMS, CGSS, CAMLP holder would be an advantage
~Solid knowledge on sanction regulatory requirements of HKMA, UN, OFAC, PRC, etc.
~Strong investigative skills for potential sanctions violation and trends
~Able to ...
... experience in commercial banks or financial institutions;
~Knowledge in SME / personal lending practices and banking products, regulatory requirements, accounting principles and financial statement analysis; debt recovery experience is an advantage;
~Attention to d...
...related discipline.
~Knowledge of MS Office (Excel and Word).
~Preferably but not required to have knowledge of GMP and other regulatory requirements.
~Good command of spoken and written Chinese and English.
~Hardworking, cooperative, self-motivated and willing ...
...a, Latin America and US
Timely update Fixed Income market’s liquidity, market-driven events, and highlight macro / political / regulatory risks
Handle inquiries and offer market information and trade ideas to Sales Team in order to support business
Liaise with ...
... supervision skill
~Put forward ideas and contribute to operational excellence of our audit practice
~Stay relevant to latest regulatory requirements via structured online and offline training
~ A competitive qualified pay
Who we are looking for
~Diploma or...
...ssional accountancy qualification such as HKICPA/ ACCA or equivalent
Comprehensive knowledge of accounting standards and other regulatory requirements
Solid and in-depth knowledge in the Securities and Futures Ordinance (including Financial Resources Rules), regul...
...atutory requirements;
~To support the routine QA Department functions, including GMP training, self-inspection, line clearance, regulatory affairs, products complaints/returns/recalls, etc.
~Knowledge in Quality Management System (e.g change control, risk assessment...
... to ensure the daily operations are in compliance with the requirements as stipulated by SFC (Type 1,4)
Liaise with auditor and regulatory authorities
Responsible for the annual budget, planning, forecasting, and monthly sales performance analysis
Handle ad hoc ...
... achieve yearly cost savings goals by negotiating best cost and sourcing best supplier
Ensure first shipment ship on time with regulatory compliance, correct artwork and meet the quality requirements
Be the key negotiator to achieve key PO ship dates and price poi...