Search Results: 9 职位空缺
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Develop and implement robust settlement policies, procedures, and controls to ensure compliance with internal guidelines and regulatory requirements.
Resolve settlement discrepancies promptly and provide guidance to team members when needed.
Requirements:
...
Phillip Securities Group
金鐘
5 天前
...tee meetings, and follow up on subsequent work and minutes writing
Attend to statutory filings, disclosure, and reporting with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary
Maintain statutory records, and perform reg...
John Swire & Sons (H.K.) Ltd.
金鐘
9 天前
...nvestments, treasury, and reporting
Prepare, review and negotiate legal documentation for the Group on general commercial, and regulatory and other compliance matters
Provide transaction executional support on corporate matters, including M&A, investments and trea...
John Swire & Sons (H.K.) Ltd.
金鐘
9 天前
...products, e.g., equity, future, option, bond, and structure products etc.
4.Familiar with industry development (e.g., CIES) and regulatory requirement
5.Good connection with product and service provides is advantage
6.SFC type 1 and 4 license is desired
7.Fluent...
CITIC Futures International Company Limited
金鐘
24 天前
...NIST.
~Proficiency in data analytics procedures / techniques.
~General understanding of data privacy (e.g. GDPR) and security regulatory requirements in HK and PRC.
~Proficiency in vulnerability assessment scanning software such as Nmap, Nessus or OpenVAS is a plu...
CITIC Pacific Limited
金鐘
10 天前
...arkets business and businesses of the Group
~Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
~Assist in managing the implementation and enforcement of internal compa...
Eddid Financial Holdings Limited
金鐘
1 天前
...preparation and documentation of board meetings, general meetings, and committee meetings, ensuring compliance with statutory and regulatory requirements.
Maintain accurate records, including the company's statutory books, registers, and filings, and ensure they are ...
TSS
金鐘
9 天前
...lopment) in preparing fuel consumption plans for power generation system and financial planning
To assist in preparing various regulatory submissions under the Scheme of Control Agreement and reporting to the Government
To provide technical support for the Company...
The Hongkong Electric Co., Ltd.
金鐘
9 天前
...e of the Key Investment Personnel (KIPs) for the future launch of the public fund;
4. Manage investment portfolios according to regulatory and internal requirements;
5. Formulate and implement investment policy, strategy and asset allocation for public funds;
6. C...
Eddid Securities and Futures Limited
金鐘
1 天前
