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- Responsibilities Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with o...
- ... Ensure marketing materials and client communications comply with regulations. What we’re looking for: Holds a valid Responsible Officer license from the local regulatory authority Bachelor’s degree in Law, Finance, Business, or Insurance-related field. M...
- ... finance or business or law ~ Passing of HKSI Paper 1, 7, 8 and IIQE Paper I, II, III, V licenses are MUST ~ An eligible Responsible Officer approved by Insurance Authority ~8 - 10 years’ experience in insurance industry, including at least 3 years’ management ex...
- JOB SUMMARY The Senior Corporate Responsibility Officer is responsible to monitor and advance legal, social and environmental compliance of vendors in our supply chain. This position will collaborate with interdepartmental stakeholders, external parties as well as s...
- Key Responsibilities: Lead and manage the application of the company's asset management. Ensure compliance with the regulations of ... ...anagement. Requirements: Must be a qualified Responsible Officer (RO) in compliance with SFC regulations and hold SFC license...
- Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients and asset independently as well as the ability to build a successful sales team Follow company direction and service existing clients Tr...
- ...ing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 3 Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity. Responsibilities : ...
- Key Responsibilities: Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm Ma...
- Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance with SFC regulations; Manage and supervise daily fund operations to ensure full regulatory compliance; Work with senior management on a company’s inv...
- Key Responsibilities: Act as the Responsible Officer for SFC Type 9 regulated activities, ensuring adherence to all legal and regulatory requirements. Develop, implement, and monitor compliance policies, procedures, and controls in line with SFC regulations, i...
- Job Title: Responsible Officer, SFC Type 9 Location: Hong Kong Responsibilities: Responsible for leading asset management business Act as the unconditional Responsible Officer and in charge of Type 9 regulated activity of the SFC to ensure full complianc...
- RESPONSIBILITIES Act as the Responsible Officer to supervise SFC Type 4,9 regulated activities; Ensure all business activities adhere to the regulations and supervisory requirements of the Hong Kong Securities and Futures Commission (SFC) for Type 9 licensed com...
- To SFC Responsible Officer - Type 7 Job Description Act as the Responsible Officer (RA7) to manage the regular activities and/or other executive roles of the company upon the appointment or delegation by the company Develop and setup automated/electronic tr...
- ...ing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 1,2, with Type 9 is a plus Requirements : Degree in finance, banking, accounting, economics, business or related ...
- Responsibilities: Act as a Responsible Officer to supervise SFC Type 1, 4 & 9 regulated activities Supervise daily securities operations, including local and overseas market Oversee the compliance functions of the Company and take necessary actions to ensure a...
- Job Responsibilities Implementation of investment strategies and policies to achieve strategic return and meet risk objectives Scre... ...enses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer Significant working experience in mainland China At le...
- Key Responsibilities: Lead and manage the firm's application for a virtual asset license and uplift licensing conditions related to v... ...assets. Requirements: Must be a qualified Responsible Officer (RO) under SFC regulations. Proven experience in applying...
- ...al aviation industry and our commitment to sustainability. Responsibilities: Oversee the 7x24 round-the-clock fault response handling ... ... license (Class 1, 2) is preferred Proficient in Microsoft Office applications Good command of spoken and written English an...
- ...ues and oversee internal control processes. Take overall responsibility for ensuring compliance in licensed activities, with a focus ... .... Requirements: Currently licensed as a Responsible Officer under SFC Type 1/2/4 or eligible for licensing. Preference wi...
- ... skills in marketing and sales for long term career growth? If so, come build the future of tech as part of our Global Marketing Response Center (MRC) team! (Watch this video to learn more about the Global MRC team: We are looking for talented builders to join the ...
