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- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading ope...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML... ... and develop training materials on regulatory requirements. Risk Role: Conduct risk assessments and internal reviews to ident...
- Requirement： •University degree in business, law, finance or related disciplines; •At least 1-2 years of compliance experience in licensed corporations is definitely an advantage; •Well versed with SFC regulations and standards, as well as other regulatory require...
- ...ent by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the a...
- ...amic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platform. The role requires expertise in U.S., Singap...
- ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory... ...China operations Advise internal stakeholders on compliance risks, policies, and controls Drive compliance projects and contr...
- Responsibilities: Monitor risk indicators, market trends, and relevant data to identify emerging risks Conduct credit analysis and prepare risk reports Perform risk assessment on different products including securities, stock options, futures, and global futu...
HKD 80k - HKD 100k /月
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment pla... ...om HKSFC, MAS, SEC, CFTC, and FinCEN Collaborate with Legal, Risk, Ops, and Tech teams to build resilient, compliant investment p...- ...nt by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to f...
HKD 50k - HKD 80k /月
The Project Manager - Compliance will oversee technology-driven initiatives within the insurance industry, ensuring compliance and seam... ...roject plans, timelines, and budgets. Identifying potential risks and implementing mitigation strategies to ensure project succe...HKD 50k - HKD 80k /月
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus ... ...ance reports to management. Working collaboratively with the Risk & Compliance department to ensure a coordinated approach to com...- ...nagement, including regular scanning and prioritizing findings. Review and maintain cyber security policies and procedures for compliance. Handle Incident response and related issues. Aid in technical implementations for security objectives, including device ha...
- ...r: Second line of defence responsibilities related to Credit Risk, which involves oversight and challenge of risk management acti... ...ypes that it is exposed to. As SCM Specialised Finance, monitor compliance to Board approved risk appetite using the risk information repo...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
HKD 50k - HKD 100k / 月
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry.... ...o ensure regulatory adherence. Conducting regular audits and risk assessments within the organization. Providing guidance and ...- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...n performing credit assessment in accordance with laid down credit policies and regulatory requirements Assist to identify credit risk inherent in credit proposals and assess the extent of acceptance with respect to Bank’s risk appetite Perform on-going monitoring...
- ...ities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respecti... ...solving skills Strong business acumen and ability to balance risk and business objectives Excellent command of both Chinese an...
- ...uirements as well as the Group’s standard Monitor the implementation of rectifications and enhancement measures related to credit risk management Review gap analysis in relation to the latest regulatory requirements Provide review and assessment in new product/...
