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- Job Responsibilities： · Build and enhance risk models and tools to support data-driven decision-making processes · Analyze lar... ...insights, and areas for improvement within the Company risk and control frameworks · Responsible for second line of defense data qual...
- Job Description: Perform pre-execution measurements in the perspective of middle-office risk control; Monitor market trends and conduct credit risk analysis on margin business and investment business; Conduct assessments and approvals on financial products; ...
- 風險合規主任 立桥人壽保險有限公司是一家領先的保險公司，我們致力提供卓越的客戶服務和優質的保險產品。我們現正誠聘一名風險及合規主任加入我們的團隊。 你的工作 協助制定和實施完善的風險管理 監察公司的合規情況，確保符合各項法規要求 撰寫定期合規及風險報告，向管理層匯報 檢討及優化現有的合規及內部監控系統 為業務單位提供合規諮詢及支援 協調內部及外部的合規審核工作 我們期待你擁有 擁有認可的財務或風險管理相關學位 具備5年或以上的合規或風險管理工作經驗 持有HKCI...
- Title: Risks Management Manager About Pureheart Capital Asia Limited Pureheart Capital Asia Limited is a Hong Kong-based global macro hedge fund management company with over USD 1 billion in assets under management (AUM) across two hedge funds. We specialize i...
- ...e, we are looking for high calibre personnel to fill the following position: Responsibilities: -Risk Management Manager reporting to the head of Internal Control Department -Margin financing control manager ensuring compliance with SFC Guidelines of Securities ...
- 崗位職責： 1、完善並追蹤實行各項風險制度，其中包括保證金融資制度、單票融資風險管控制度、外匯風險管理制度、新股融資認購管理制度等 2、針對各業務板塊執行風險制度的盤前、盤中、盤後把控 3、進行個性化融資客戶及現金授信客戶風險評估，根據巡檢表進行監控 4、與交易部緊密協作持續優化追保及強平政策、流程，嚴格監測操作風險，及時排查因可用資金不足或已超過交收日的客戶，發出追保通知，即時監控客戶持倉風險 5、對風險事件進行即時有效的跟進及彙報，制定流動性突發事件的應急計畫和處置方案 6、進行存量客戶風險排查，包含信貸額...
- ...ntly seeking for a Data Loss Prevention Specialist (Information Risk Management) to join their team. Data Loss Prevention Special... ...gement processes, perform investigations and design remediation controls. ~Provide training to end users on DLP controls and workflows....
- 崗位職責： 1、負責SFC第1，2，4，5，9類持牌業務合規工作； 2、監管政策跟蹤、梳理，出具合規提示、合規報告等文案； 3、處理所有開戶、盡職審查及反洗錢相關事宜； 4、牌照管理，處理公司和員工的牌照申請、變動和註銷； 5、依據合規手冊，進行合規監控及檢查； 6、負責公司各類合同、制度的起草和審閱工作； 7、負責定期更新內部政策、指引和工作流程； 8、其他合規管理及內審工作。 崗位要求： 1、本科及以上法律相關專業學歷； 2、具有香港金融相關法律合規工作經驗，熟悉SFC、IA、TCSP牌照優先； ...
- ...n, and reporting tools to enhance operational visibility and control. • Track and report key performance indicators (KPIs) to meas... ...Chain Supervisor and management, summarising status updates, risks, and corrective actions. 6. Continuous Improvement and Comp...
- ... sales, investment research, legal, operations, compliance, and risk management—to ensure the prompt launch of new investment produc... ...stodian, fund admin) to guarantee seamless, compliant, and risk-controlled investment product launch. 5. Conduct internal training on in...
- ...t and software deployment for applications related to Pre-trade Risk and Analysis, Trading Execution, Post-Trade, and PnL. Descri... ...munication and interpersonal skills ~ Experience with version control systems (GIT a plus) ~ Experience with and proponent of the SD...
- ...and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend improvement and control measures. · Assist in formulating compliance framework and relevant pol...
- ...rom sizable companies are preferred. The Role Develop and execute audit plans for different business lines Perform risk and control assessment and execute risk-based audit plans and programs Develop and provide recommendations for business units to improv...
- ...oker) is a MUST . # Understanding of securities business workflows: account onboarding, trading rules, clearing/settlement, risk controls, ect. # Proficient in testing tools: JIRA, SQL scripting for data validation. # University graduate or bachelor's degree wi...
- ...in underwriting and reinsurance, strategic leadership to manage risk exposure, and the ability to develop innovative products while ... ...ct analysis 推動產品開發、優化、推廣、市場研究及產品分析 Conduct regular credit control and monitor premium production against budget 定期進行信貸控制，並監察保費...
- ...e strictest confidence. Personal data provided will be used for recruitment purposes only. The job applicant will assume all or any risks arising out of or in connection with the job application transmission process prior to our actual receipt of the same including but...
- ... legal matters Exercise sound judgement when negotiating key business and legal terms that balance business objectives and legal risks Handle legal disputes in building management and tenancy-related or other matters Liaise and collaborate with external lawyer...
- ...rastructure-related hardware and software to support requirements •Project execution including partnering with project management, risk management, quality testing, documentation and training •Assist project teams with system installation and upgrade implementation ...
- ... Net-Worth Clients & manage existing relationships; Provide appropriate investment advise to the clients based on their needs and risk profile in conjunction with the house views on various products and asset classes; Conducting financial mapping of clients to ana...
- ...onal policies and vision. Provide professional advice on network trends, innovations, and adoption strategies. Support project risk mitigation, review and certify MoPs, and validate vendor/partner deliverables. Lead root cause analysis (RCA) for major network i...
- ...sks and ad hoc matters as assigned by the Compliance Department. Requirements: ~ Bachelor’s degree in Business Administration, Risk Management, Law, or related disciplines. ~ Solid understanding of SFC rules and regulatory requirements. ~1-3 years of complianc...
- ... time. Act as the key point of contact between front-office teams and support functions (Legal & Compliance, Operations, Finance, Risk, etc.), facilitating smooth communication and timely resolution of issues. Translate and proofread Chinese/English documents when...
- ... •Good working knowledge of network cabling infrastructure and specifications •Experience with L2, L3, L7 Firewalls, Wireless controllers, Proxies, Filters, and Network Monitoring and Management tools •Able to work independently with minimal supervision •Good co...
- ...inancial guidance Conduct comprehensive financial needs analysis and develop tailored investment strategies aligned with clients' risk profiles and objectives Design and deliver compelling investment presentations showcasing our comprehensive product suit Coord...
- ...ments, Regulatory requirements, and relevant Company policies and procedures when carrying out all duties. · Identify and mitigate risk detected in area of work. Report promptly on incidents. Job Requirements · Bachelor’s degree in information technology o...
- ...whole SDLC cycle. Work closely with the security team to continuously improve the infrastructure security. Implement compliance controls; support security assessments; plan and perform BCP/DRP drills regularly. Work closely with the development and testing team to...
- ... audit facilities, and scout new opportunities. Provide strategic recommendations on product portfolio expansion, innovation, and risk mitigation to support business growth. Profile ~ Bachelor's degree in Business, Product Design, Supply Chain Management, or a r...
- ...nd entrepreneurial mindset. We value cross department tasks management. ~5–7 years’ experience in quality engineering or quality control, ideally in furniture, custom joinery, interior fit-out or hospitality projects. ~ Solid understanding of FF&E and OS&E products...
- ...e strictest confidence. Personal data provided will be used for recruitment purposes only. The job applicant will assume all or any risks arising out of or in connection with the job application transmission process prior to our actual receipt of the same including but...
- ...epartmental revenue. ~ Maintain existing client relationships, deliver customized solutions, and coordinate with internal trading, risk management, and settlement teams to ensure efficient service execution. ~ Proactively address daily client inquiries, collaborate ...