Search Results: 614 职位空缺
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SFC Responsible Officer - Type 7
Job Description
Act as the Responsible Officer (RA7) to manage the regular activities and/or other executive roles of the company upon the appointment or delegation by the company
Develop and setup automated/electronic tr...
...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 3
Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.
Respons...
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
...
We are a dynamic and fast-growing firm specializing in capital markets, securities, fund management, and IBD advisory. Licensed to SFC 1, 4, and 9, we are seeking an experienced Finance Manager to join our team.
Key Responsibilities:
Manage daily accounting...
...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 1,4,9 - OperationOur client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage...
To
Finance/Accounting Manager(SFC Type 1,2)
Job Description
Handle the financial accounting, consolidation, management accounting and tax returns for both offshore company and Hong Kong licensed entities
Prepare FRR(Type 1,2 and others) under the SFO, ensur...
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
Responsibilities
Develop institutional investors including fund houses, family offices, HNWs, Corporate and other institutional investors
Work with management team to establish business plan of various institutional business
Perform potential clients warming t...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
Key Responsibilities:
Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm
Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
Ma...
...e to the top management and implement business strategies
Handle ad hoc project as assigned
Requirements:
Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 7 / 9 regulated activities
Minimum 3-5 years solid experience in asset ...
...w and execution of legal documentation for MPF and ORSO Schemes, SFC funds, HKMA TB-1 trusts, and other products
Stay abreast of e... ...al Hong Kong
Tel: (852) 3996 8090
Website: Employment Agency Licence No.: 73668
All applications applied through our system will ...
...s Rule returns (Type1, 4, 9) and ensure strict compliance under SFC regulations
~Oversee financial controls & reporting, financia... ... legal entities
~Assist in daily and monthly FRR reporting of licenced corporations
~Prepare various reconciliation reports between ...
...kets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6... ...tc
~Support compliance functions of the Group in Money Lenders Licence, Licensed Insurance Intermediaries and Trust or Company Service ...
...ces in the dealing field is desirable;
~Responsible, detail-mined and able to work under pressure;
~Holder of SFC Type 1 (Dealing in securities) licence is a must and Type 2 (Dealing in futures contracts) licence is advantageous;
~Familiar with BSS execution;
~G...
...ive License or has passed the related examination as approved by SFC from time to time
Interested parties please click “Apply Now... ...al Hong Kong
Tel: (852) 3996 8090
Website: Employment Agency Licence No.: 73668
All applications applied through our system will ...
...Self-motivated, detail-oriented and good interpersonal skills
SFC & MPF license holder
Interested parties please click “Apply ... ...al Hong Kong
Tel: (852) 3996 8090
Website: Employment Agency Licence No.: 73668
All applications applied through our system will ...
Management Associate - Licensing, Intermediaries
Ref.: SFC/MA/LIC/INT/240412
Acting as the gatekeeper for the securities and fut... ...idate is expected to provide a full range of support in handling licence applications and notifications, and operational matters within t...
... the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant... ...existing clients including but not limited to adding or removing licence types, uplifts of licensing conditions and changes in substantia...
... on +852 2871 2366 / 3769 6294 for a confidential discussion.
Your interest will be treated in strict confidence and only suitable candidates will be notified.
Recruitment Licence No.: 73779 / Licence issued by Labour Department: labour.gov.hk
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Socius Consulting Pte Ltd.
香港島
5 天前
