Search Results: 79 职位空缺
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
Eddid Securities and Futures Limited
金鐘
1 天前
...nance or related discipline
~1 year relevant experience (with solid experience in dealing desk will be an advantage)
~ Holder of SFC license RA1 and RA2 or equivalent
~ Proficient in written & spoken English and Chinese
~ Night shift and work on public holidays...
Emperor Capital Group
灣仔
15 天前
...itoring for new products
Responsible for order placing when necessary
Requirements:
Degree holder or above
Licensed with SFC Type 1 & 2 is preferable
Good command in both written and spoken English, Chinese and Mandarin is a must
Proficient in MS Offi...
UOB Kay Hian (Hong Kong) Limited
灣仔
4 天前
...urers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling FI clien...
BDO Limited
上環
2 天前
...nd connections
Handle daily dealing operations
Take up other ad-hoc projects and assigned duties
Requirements:
Holder of SFC RA1 license
Degree holder
Minimum 1 year's bond dealing experience in financial industry
Able to handle assignments indepen...
Core Pacific - Yamaichi International (HK) Ltd
灣仔
8 天前
... accounting operations
Work with the team to ensure the daily operations are in compliance with the requirements as stipulated by SFC (Type 1,4)
Liaise with auditor and regulatory authorities
Responsible for the annual budget, planning, forecasting, and monthly...
Delta Asia Securities Limited
灣仔
22 天前
...drive and deliver projects relating to operations improvement and systems enhancement
~ Sound knowledge in the Exchanges rules and SFC regulations
~ Strong leadership and good communication and interpersonal skills
~ Good command of written and spoken English and...
Delta Asia Securities Limited
灣仔
2 天前
... financial analysis skills
~Good command of written and spoken English and Chinese, including fluent Putonghua
~Qualification of SFC license 1 and 4 will be preferred
~Qualification of CFA or FRM will be preferred
Please quote the Reference No.: CV_FID_NBR...
Shanghai Pudong Development Bank Co., Ltd., Hong Kong Branch
灣仔
1 天前
...asks as assigned
Requirements:
~ Bachelor's degree preferred
~1 year of relevant experience in customer service
~ Holder of SFC license RA1 and RA2 or equivalent
~ Good command of written and spoken English, Cantonese and Mandarin
~ Knowledge of Microsoft ...
Emperor Capital Group
灣仔
15 天前
...
High awareness and up-to-date knowledge to evolving regulatory standards and well familiar with the latest requirements from HKMA, SFC and other regulators
Hands-on experience in handling HKMA’s projects
Strong communication and interpersonal skills, self-motiv...
Chong Hing Bank
中環
18 天前
...alues commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, and leading a supportive and inclusive team. Make a significant impact and foster team success in this role.
...
Rober Walters Hong Kong
香港島
3 天前
... industry development (e.g., CIES) and regulatory requirement
5.Good connection with product and service provides is advantage
6.SFC type 1 and 4 license is desired
7.Fluent spoken and written in both English and Chinese (Mandarin)
8.Self-starter, ambitious, pas...
CITIC Futures International Company Limited
金鐘
24 天前
HKD 50k - HKD 100k /月
...d to assist in risk and audit related duties if necessary
Profile
~ bachelor degree
~8-10 years of compliance experience from SFC licensed firm only
~ preferable from global markets and/or capital markets bkgd
~ open to candidates from large chinese based se...
Michael Page
中環
5 天前
...isciplines
~5 years or above relevant experience in financial industry with at least 2 years in supervisory position
~ Holder of SFC License 1 & 2
~ Well understanding of different local and overseas investment products trading
~ Good communication skills, indep...
Emperor Capital Group
灣仔
15 天前
...ploma or above in Finance or related disciplines
Minimum 3 years’dealing experience in stocks, futures & options
Licensed with SFC as representative (Type 1 & 2)
Good command of spoken English, Cantonese and Mandarin
Good communication skills, independent an...
UOB Kay Hian (Hong Kong) Limited
灣仔
2 天前
... Europe and North America.
Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insur...
Eddid Financial Holdings Limited
金鐘
1 天前
... Europe and North America.
Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insur...
Eddid Fintech Limited
金鐘
1 天前
...ents and explore new business opportunities in Hong Kong, Mainland China and other global countries
Requirements:
Holder of SFC licenses Type 1
Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
UOB Kay Hian (Hong Kong) Limited
灣仔
4 天前
...sis and portfolio reviews.
Stay up-to-date with market trends and industry regulations.
What you'll need to succeed
Possess SFC Type 1 and 2 licenses.
Proven track record in private wealth management sales.
Strong network and connections with high net wo...
Hays Hong Kong Limited
中環
2 天前
...
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:
SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good comma...
UOB Kay Hian (Hong Kong) Limited
灣仔
4 天前
