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- ...y identify market-wide, industry, product and firm-specific issues and assess their impact on intermediaries; Recommend and take swift actions against deficiencies and non-compliances identified; and Track international regulatory developments and support the Dep...
- ...oduct and firm-specific issues with respect to business practices and compliance and operational controls; Recommending and taking swift actions against deficiencies and non-compliances identified; Identifying trends in market practices and potential risk areas for ...
- ...g experience and acute attention to detail. Ability to effectively prioritize tasks, manage time, remain highly organized and swiftly execute within a fast-paced environment. Persistence, drive and a goal-focused mindset as you own projects from initiation to...