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  • Search Results: 813 vacancies

  • Compliance Senior Manager / Manager

    Compliance Senior Manager / Manager   Job Responsibilities:  - Handle corporate and individual SFC licensing applications  - Arrange compl...  ...dle related tasks  - Handle projects and tasks relating to AML and CRS/FATCA  - Handle other general compliance matters o... 

    China Asset Management (Hong Kong) Limited

    Central
    1 a month ago

  • Legal and Compliance Manager

     ...I hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platform. ... 

    North Beta International Securities Limited

    Central
    7 days ago

  • Senior Compliance Manager

    Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t... 

    Aquis Search Limited

    Central
    24 days ago

  • Securities Business Compliance Manager

     ...urce investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client jo...  ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role... 

    Hang Seng Bank

    Central
    1 day ago

  • Assistant Manager, Compliance

    Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and... 

    Ping An Bank Company Ltd

    Central
    25 days ago

  • AML Manager - Top Tier Commercial Banking

    HKD 35k - HKD 50k per month

     ... opportunity to lead and enhance Anti-Money Laundering (AML) policies and sanctions frameworks within the financial...  ...try. Based in Hong Kong, the role requires expertise in compliance and regulatory risk management to ensure the organization meets legal and industry sta... 

    Michael Page

    Central
    15 days ago

  • Business Compliance Manager

     ... mass segments across channels. We distribute investment funds managed by top tier fund managers covering different types of funds, a...  ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele... 

    Hang Seng Bank

    Central
    28 days ago

  • Compliance Manager_Group level_MNC_120K_Overseas

     ...dvise the business on various regulatory compliance matters pertaining to regulatory require...  ...as the subject matter expert for all KYC/AML matters, providing strategic guidance, e...  ...nce frameworks Experience in leading, managing or working with overseas teams Experi... 

    Mclaren Consultancy Limited

    Central
    13 days ago

  • Compliance Officer

    Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade ...  ...rveillance especially bond products, KYC/AML checks, employee dealing reviews) to ens...  ...isting company policy and procedures. Manage regulatory reporting, including filings ... 

    Aden Financial Group Limited

    Central
    3 days ago

  • Compliance and Control Manager WPB

     ... good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth... 

    Hang Seng Bank

    Central
    4 days ago

  • Insurance Compliance Manager - Global Bank

    HKD 50k - HKD 80k per month

    The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O... 

    Michael Page

    Central
    21 days ago

  • Assistant AML Manager (Transaction Monitoring)

    Job Description Oversee and manage the transaction monitoring system to detect suspicious activities and ensure compliance with Hong Kong Monetary Authority (HKMA) regulations ...  ...needed Assist in reviewing and refining AML policies, procedures, and monitoring rules... 

    Chiyu Banking Corporation Limited

    Central
    8 days ago

  • Senior Officer / Assistant Manager of AML (Permanent)

     ... to the following position: Job Responsibilities: Conduct AML/CFT transaction monitoring and investigation as TM maker Pre...  ... Job Requirements: Bachelor's degree holder in Finance, Risk Management, Law, Accounting, Business Administration, Economics, or relate... 

    Bank SinoPac

    Central
    22 days ago

  • Compliance and Internal Control Senior Manager / Manager

     ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance...  ...elevant experience in financial institution, preferably asset management company  Good interpersonal communication skills Good te... 

    China Asset Management (Hong Kong) Limited

    Central
    7 days ago

  • Head of AML - Retail Bank

    HKD 80k per month

    As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the ...  ...ping and implementing effective AML frameworks to ensure compliance with local and international regulations. Lead the AM... 

    Michael Page

    Central
    25 days ago

  • Senior Manager, Compliance & Internal Control - Legal & Compliance

     ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are i...  ...licy. Requirements: Degree holder or above in law, risk management, accounting, business administration or relevant disciplines.... 

    China Minsheng Banking Corp., Ltd. Hong Kong Branch

    Central
    4 days ago

  • Assistant Legal Manager - Legal and Compliance (Banking)

    Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot... 

    Spidernet Recruitment Services

    Central
    1 a month ago

  • Senior Manager / Manager - Compliance & Quality Assurance (Complaint Handling)

     ...atory issues, to enforce and monitor resolving actions are in compliance with policies and procedures  Analyze customer opinions and...  ...ence in compliance and quality assurance  Excellent project management, organizational and analytic skills  Self-motivation with g... 

    Chiyu Banking Corporation Limited

    Central
    25 days ago

  • Crypto/Virtual Asset Compliance - Buyside Firm

    HKD 80k - HKD 100k per month

    My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives ...  ...s a leading independent wealth and asset management firm headquartered in China, serving hig...  ...meworks (SEC, CFTC, FinCEN) ~ Fluent in AML/CTF requirements and blockchain fundamen... 

    Michael Page

    Central
    6 days ago

  • Manager to Senior Manager (Business Strategies and Compliance) - Corporate Business Management Department

     ...st line of defense to advise business on compliance and control matters Conduct transacti...  ...nce/operational risks/ breaches, prepare management report(s), and provide recommendations t...  ...specially in corporate banking business, AML and credit related aspects Excellent ... 

    Chiyu Banking Corporation Limited

    Central
    4 days ago