Search Results: 20,293 vacancies
...g or relisting applications;
~Perform compliance control and monitoring programs includi... ...nts and authorization relationships;
~Assist in handling investigations and surveys ... ...holder in Business Administration, Risk Management, Law or related disciplines.
~Possess...
... solutions and lifelong protection, embracing wealth management and succession, health and well-being, and quality o... ...nd traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
Job Requirements:
Assist to set out/update the policies and procedures for adhere... ...;
Monitor the licensed corporation’s compliance with the established policies and proce... ... Report on compliance matters to senior management;
Review offering documents and marke...
... a diverse jewellery, watches and fashion portfolio. They have more than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls and...
...ip among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-s... ...provement of the Bank's operations
~Prepare regular management reports on compliance updates and issues
~Handle en...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and implement control ... ...to rectify those identified issues/exceptions
~Compile management reports on compliance related areas
~Perform ad hoc su...
... the fields of corporate finance, asset management, credit financing, mortgage refinancing... ....
Reporting to Associate Director of Compliance Department, you are responsible for:
... ...he Group adhere to the requirements;
~Assist in handling compliance-related matters ...
...al institution
~Knowledge of AML/ CFT Compliance and relevant regulatory requirements
... ...port suspicious transactions to JFIU
~Assist in implementing AML controls, follow-up... ...paring MIS reports or relevant data for management reporting
~Support other ad hoc tasks...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding... ...rchandising in the development and implementation of supplier management (procedures and system to support supplier evaluation and dev...
...e and guidance to the Investment and Insurance businesses for compliance with relevant regulatory requirements
Conduct gap analysis... ...quirements:
Degree holder in Business Administration, Risk Management, Law or related disciplines
Minimum 3 year of compliance e...
... regular internal control self-assessment, risk assessment and present findings, mitigation strategies and action plans to senior management
~Formulate and maintain company policies and conduct annual company policy training
~Provide coaching, training, supervision ...
HKD 30k - HKD 45k per month
...years due to its innovative and sustainable strategy. With equally high standard on compliance, we are currently hiring for a top professional to join as an Assistant Compliance Manager.
As part of the leadership team, this incumbent is expected to:
Act as...
...lowing position.
Responsibilities:
Assist in designing and implementing of the pol... ...te with internal and external parties to manage clients' opinions / complaints and respo... ...uality assurance best practice, organize compliance and quality assurance improvement traini...
... Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulator... ...emediation work for identified issues
~Assist Department Head to formulate and update ... ... will be considered as Senior Compliance Manager
Please send your application with fu...
...Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to provide compliance advice and support for...
...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
... ... services and business propositions
~Participate and assist in regulatory compliance-related projects, initiatives...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and...
...eam in the course of a) investment projects including pre and post investment management, and b) full cycle investment fund management including fund launch and on-going management;
Assist in formulating, review and advice to management on internal policies and proc...
