Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...ns Provider award (See link below).
About the Role
iCapital is seeking a Compliance Officer to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investm...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
...deposit-taking company under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~...
...tone of our people every day.
Responsibilities:
Conduct legal and regulatory research to support our team's objectives.
Assist in gathering information, proofreading documents, and consolidating comments.
Prepare suspicious transaction reports in accordan...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
...facturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials,...
...
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution an... ...rocedures
~Conduct AML/KYC assessment, assist in daily AML monitoring and perform annu... ...erience will be considered as Compliance Officer
Interested parties please send your ap...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to releva... ...d answer enquiries from regulators on compliance matters;
Assist in ad hoc projects.
Requirements:
~ Degree holder in Ac...
...experience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management;
# experi... ...els of CIC staff, external auditors and consultants as well as officers from other regulatory or public bodies;
# to provide secreta...
...ond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for e... ...and Chinese
~Computer literate, including Microsoft Office, Word, Excel and Powerpoint
Write to us with your...
...nd management including fund launch and on-going management;
Assist in formulating, review and advice to management on internal pol... ...evant HK ordinances and regulations;
Good PC knowledge in MS Office, Excel & Chinese word processing;
Excellent command of both ...
...facility includes a wide and comfortable office in an A-class building, a spacious and w... ...company growth and ensure a total market compliance for our products, we are now looking for... ...ce with requirements from regulation.
~Assist Sales team in investigating compliance r...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
...essful team. If you are looking for a career, not just a job, here is a good opportunity for you.
Perform Compliance checking, monitoring and review
Assist in formulating and maintaining Compliance policies and procedures
Ensure the Bank’s operations meet with ...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
...ties:
Process account opening with banks and related AML/KYC matters and company secretarial matters
Assist in items including but not limited to compliance checking and filing on a) investments/ funds/ investors/ staff dealing related matters b) disclosure filin...
...not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to c... ...n the supporting documents and authorization relationships;
Assist in handling investigations and surveys received from regulator...
...r companies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japan, UK,... ...visit our website at Job Responsibilities:
Assist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulation...
...rk spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio wi... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
Responsibilities :
Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures... ...gards to Post-trade and Pre-Trade control or related issue
Assisting in the construction of market abuse risk analysis and mapping...
Job Requirements:
Assist to set out/update the policies and procedures for adherence to legal and regulatory requirements in th... ...he corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on com...
Job Responsibilities:
An excellent opportunity for gaining experience in compliance assurance activities.
Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data pri...
...ip among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-s... ...ta policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.
...tual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant legal a...
...with a diverse jewellery, watches and fashion portfolio. They have more than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls...
...peutics.
The for Cytiva is responsible for
Maintain site compliance and certification status.
Maintain a healthy quality manage... ... regulated industry preferred
~ Good working knowledge of MS Office software
It would be a plus if you also possess previou...
...eutics.
The for Cytiva is responsible for:
Maintain site compliance and certification status.
Maintain a healthy quality manage... ... regulated industry preferred
~ Good working knowledge of MS Office software
It would be a plus if you also possess previou...