...scription
This role will work in a close-knit team, reporting to the Head to assist with the following duties:
~Reviewing incoming CDD matters and ensuring it complies with internal and external policies and regulations;
~Performing screening checks and providing an...
An offshore law firm is looking for a CDD Officer to join their well-established compliance team. Candidates should have 2 to 5 years of experience in an AML or CDD focused role in either a law firm, or professional services environment. Mandarin language skills essen...
HKD 25k - HKD 35k per month
... fee-earners
Profile
This role is looking for a candidate with around 2-3 years of relevant compliance experience handling KYC/CDD matters either from another law firm or a financial institution. The key language requirement will be English, so being able to comm...
...specialists.
We are currently seeking high caliber individuals to join our Commercial Banking as Assistant Relationship Manager - CDD and Derisking .
Principal responsibilities
Build and manage a portfolio of higher risk customers by exercising good financial...
About FundPark
FundPark is a fintech platform specialising in financing solutions for e-Commerce SME businesses. We believe that they are the backbone of the economy as they drive innovation and competition, create jobs, and contribute to economic growth. Unfortuna...
...oking for a Senior Officer for their KYC team
Your new role
Conduct periodic review on existing corporate accounts and any other CDD reviews
Review account opening documents and related supporting documents
Update e-KYC, Anti-Money Laundering (AML) systems
...
HKD 20k - HKD 25k per month
... discover how we can help you.
Our client is a leading Chinese Bank and they are looking for Senior Operations Officer(KYC/CDD) to join their winning team.
Responsibilities:
Conduct CDD of customer profile for onboarding Cross-Border Account Opening ...
Responsibilities
Conduct KYC/CDD assessments for new account opening and maintenance of existing accounts in compliance with local regulations and the bank's procedures.
Support end-to-end KYC procedures, including KYC documentation, screening and anal...
Responsibilities:
Reporting to the Senior Manager (Development), the appointee will mainly perform the following responsibilities:
To assist Manager (Development) in preparing fuel consumption plans for power generation system and financial planning
To assist...
...s for onboarding, periodic review and trigger event review
~Analyze KYC information and documents
~Contact customers to complete CDD requirements within defined service level
~Comply with relevant regulatory requirements and the Bank's internal policies. and guid...
CDD Maker / CDD Checker, SME/Corp. Banking
Responsibility:
Engage in Customer Due Diligence periodic review for corporate/SME clients
Analyze KYC information and documents
Contact customers to complete CDD requirements within defined service ...
Responsibilities:
Support the centralized Customer Due Diligence (CDD) function in Corporate & SME Banking
Conduct Know-Your-Customer (KYC) and Customer Due Diligence (CDD) on Corporate Clients for periodic reviews and trigger events
Prepare detailed...
...n, product development and rigorous credit standards.
Responsibilities:
Support the centralized Customer Due Diligence (CDD) function in Corporate & SME Banking
Conduct Know-Your-Customer (KYC) and Customer Due Diligence (CDD) on Corporate Clients for...
...ialists.
We are currently seeking high caliber individuals to join our Commercial Banking as Assistant Relationship Manager - CDD and Derisking .
Principal responsibilities
Build and manage a portfolio of higher risk customers by exercising g...
...r onboarding, periodic review and trigger event review
Analyze KYC information and documents
Contact customers to complete CDD requirements within defined service level
Comply with relevant regulatory requirements and the Bank's internal policies. and gu...
...ment system
• Familiar with SFC/Financial related trading system front-to-back business/system flow
• Relevant experience in KYC/CDD system/business flow is an added advantage
• Hands on experience in Python, Java, .Net framework, MSSQL, Oracle database developme...
Classy Wheeler Limited
Hong Kong Island
22 hours ago
...lity customer services
Conduct regular and effective account reviews and enhance existing relationship via cross-sellin
Manage CDD risk, monitor suspicious behaviour and take appropriate action in compliance with established policy and guideline, to protect the B...
HKD 16k - HKD 20k per month
...e of the leading broker firm and they are looking for a high calibrate candidate to join the winning team.
The Role
Perform CDD process and conduct name screening
Perform individual and corporate clients AML risk review / assessments
Handle AML process a...
.../CTF compliance policies and procedures, and keep track of regulatory requirements
Establish compliance controls and perform KYC/ CDD/ AML review and monitoring;
Provide compliance advice and support business activities. Conduct internal compliance training
Co...
...
Ensure workflows are optimized within core systems.
Maintain an understanding of what is acceptable in relation to AML/SOF/SOW/CDD and other compliance obligations.
Support the development of the team's policies and procedures to reflect changing regulatory re...
...ML/PEP
Preparation and documentation of High Risk Customers Review, Suspicious Transaction Reports (STR), Customer Due Diligence (CDD)
Communicate closely with Legal & Compliance, Operation, Front Office in strict and timely adherence and adoption to new policy or...
... account opening applications compliant with internal policies and local regulatory requirements;
~Conduct KYC (Know Your Client) /CDD (Customer Due Diligence) / AML (Anti-Money Laundering) review on new client relationships;
~Perform checker role for account openi...
... efficiency and customer experience
Handle individual and corporate account onboarding procedures include data collection and KYC/CDD
Assist the daily maintenance and continuous enhancement of customer chat management platform
Handle ad hoc tasks as assigned
...
...elation to Anti Money Laundering Prevention. Ensure to report any suspicious case to the Line Manager &/or Fraud Control.
~Perform CDD review with \a full range of banking products which includes cash management, trade, treasure, investment, insurance & loan etc. by ...
...rsity graduate in Financial related disciplines
~Several years of banking experience or RI Qualified is preferred
~Experience in CDD / AML / Customer Service / Sales / SME ARM role
~Qualified HKSI Paper 1, 7 and 8 are preferred
~Detail-minded and result-oriente...
... Banking Business.
~Follow through the whole loan application process, from application submission to loan drawdown.
~Ensure KYC/CDD compliance for all new to bank and existing customers and exercise risk assessment for new customers by following all necessary proc...
...ve discrepancies and reconciliation accounts
Responsible for compliance and regulatory matters, including customer due diligence (CDD), calculation of Net Asset Value of different sub-accounts
Apply collateral & transaction risk management policies and guidelines...
...ity and quality of case data maintained on enterprise case management systems
~Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management
~Apply Group and FCC policies and pro...
...
Business degree will be a plus
Knowledge of relevant legislation
Ability to manage a large portfolio of clients
Understand AML/KYC/CDD normal business requirements
Willingness to learn and develop
HKCGI /STEP qualified is desirable
...onsibilities
Engage new and existing Commercial Banking (CMB) customers in the completion of account opening requests
Identify CDD requirement gap by analyzing customer information to ensure collection of sufficient information and supporting documents required f...