Get new jobs by email
- Requirement： •University degree in business, law, finance or related disciplines; •At least 1-2 years of compliance experience in licensed corporations is definitely an advantage; •Well versed with SFC regulations and standards, as well as other regulatory require...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk mana... ...ch as FRM (Financial Risk Manager) or CFA (Chartered Financial Analyst) are a plus. Minimum of 7-10 years of experience in risk ma...
- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional fina...- ...libre candidates to join us and develop successful careers with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect and prevent fraudulent activities within the Bank Establish a...
HKD 50k - HKD 80k per month
The Project Manager - Compliance will oversee technology-driven initiatives within the insurance industry, ensuring compliance and seamless integration within the organization. This role in Hong Kong requires a proactive individual with expertise in project management ...HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...HKD 50k - HKD 80k per month
As a Senior Business Analyst in the financial services industry, you will play a key role in supporting technology projects and driv... ...rts and documentation to support project delivery. Ensuring compliance with company and industry standards throughout project lifecyc...- ...low/no-code development and user customization Document all phases of system analysis and development for future reference and compliance Support UAT and maintenance support Job Requirements: Degree holder in Computer Science, Information Technology or re...
- ...Minimum 5 years’ experience in banking or financial institutions with relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in AML related regulatory requirements Knowledge in banking operati...
- ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary； Cater and...
- Cutting-edge tech – Modern stack with no legacy constraints. Exposure to a largescale Financial related project Long-term stability – Government-backed, multi-year project. Join a high-impact, government-funded digital transformation project —one of the large...
HKD 50k - HKD 100k per month
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...- ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo...
HKD 25k - HKD 40k per month
...erican Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML... ... inquiries and ad hoc requests from internal clients including Compliance where required Engage with business, account management tea...- ...nagement, including regular scanning and prioritizing findings. Review and maintain cyber security policies and procedures for compliance. Handle Incident response and related issues. Aid in technical implementations for security objectives, including device ha...
HKD 25k - HKD 40k per month
As a Business Analyst - Digital Product, you will play a pivotal role in shaping digital solutions within the financial services ind... ...ject progress and resolving any issues that arise. Ensuring compliance with industry regulations and standards. Preparing reports ...- ...ictly follow Group investment guidelines. Evaluate both prospective and current asset managers—internal and external—to ensure compliance with the Group’s outsourcing standards. Enhance investment performance within set parameters and target objectives. Conduct...
- Key Responsibilities Conduct Functional/User Acceptance Testing (UAT). Manage data migration testing. Perform end-to-end UAT test management, including: Requirement analysis Test planning Test scenario and test case development Test execution D...
- Job Responsibilities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity. Develop and maintain comprehensive regulatory compliance policies, procedures, and verificat...
- ...ormation journey, they are seeking a skilled Business Systems Analyst to help bridge business needs with technology solutions. ... ...ization Participate in quality reviews and audits to ensure compliance and performance standards Qualifications Experie...
- About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjo...
HKD 35k - HKD 45k per month
...ces. The department is currently looking for a Post onboarding Analyst to handle post onboarding, KYC/CDD periodic and trigger event ... ...on Conducting periodic reviews of client profiles to ensure compliance with KYC and AML regulations. Maintaining and updating clie...- ... Responsible for the enforcement of global strategies and standards in all Financial Markets locations including ensuring risk / compliance, processes / procedures and security / build standards are followed Risk management control, SIP initiatives and reporting, in...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...