Search Results: 5,482 vacancies
A top PRC firm is seeking a Hong Kong qualified associate with takeovers code and listing rules experience to join its Hong Kong office. You will be joining an expanding team and working with an experienced partner on cross-border transactions and complex matters. Com...
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
...y agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substantial ... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support the institutional business.
Responsibilities:
Provide advice and guidance on compliance matters ...
...ed to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
The Regulatory Compliance Officer will support general business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage...
...sibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management re... ...r other suitable positions within Public Finance Ltd. and its associated companies. For details, please visit the Company’s website
...sponsibilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filin...
...492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...poses only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applica...
...499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...poses only. It might also be disclosed to our subsidiaries or Associated Companies to process the information for appointment. Applica...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
...lso maximising shared value beyond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring the compliance and regulatory requirements are fulfilled, and liaise and co...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...igh calibre professional to join our department.
Responsibilities
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports
Perform checking on unauthorized use...
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
...Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curio... ...gional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Reg...
...uding preparing written plans, reports & providing documents to the HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and external regulations;
Advise and review account opening processes;
...
...
Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and im... ...other duties as assigned
Requirements
~Higher Diploma/ Associate Degree or above in related discipline
~Preferable over 2 ye...
VP/ Associate Director, AML Compliance – Equities/ Securities
Team Lead, Trade Surveillance & AML Monitoring
Location: Hong Kong
Main Duties and Responsibilities:
# Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and F...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
