• Key Responsibilities and Duties Report to Head of Regulatory Compliance Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering the regulated activities including the insurance distribution activit... 

    PAO Bank Limited

    Hong Kong
    4 days ago
  • Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and manag...  ... We are currently looking for a Senior Risk & Regulatory Compliance consultant from a Financial Services industry background (ide... 

    Sia

    Hong Kong
    13 days ago
  •  ...utions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 resp...  ... Advise the senior management and relevant business units on compliance related issues Provide support to business units in the dev... 

    Bank of Communications Co., Ltd. Hong Kong Branch

    Hong Kong
    7 days ago
  •  ... Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and...  ...mprovement opportunities to minimize compliance risks. ~ Consult on Compliance Issues: Assist business units with compliance-re... 

    Reap Limited

    Hong Kong
    20 days ago
  •  ...in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering e...  ...ou. About the Role Support Associate Director, Corporate Compliance to ensure that AIAHK & Macau operates in accordance with the G... 

    AIA International Limited.

    Hong Kong
    2 days ago
  •  ...owledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guiding...  ... advice for the daily operations of the CIC, including but not limited to corporate/commercial matters, industry regulations, data pr... 

    Construction Industry Council

    Hong Kong
    10 days ago
  • My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire... 

    Unicorn Advisor (HK) Limited

    Hong Kong
    6 days ago
  • Responsibilities Develop and refine a strategic growth roadmap to meet the needs of our target segments and achieve growth targets, leveraging insights from market research and customer data Formulate customer lifecycle strategy and promotion plan to expand custo...

    PAO Bank Limited

    Hong Kong
    4 days ago
  • My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST

    Unicorn Advisor (HK) Limited

    Hong Kong
    8 days ago
  •  ...he development, implementation, and continuous improvement of compliance policies, procedures, and standards aligned with applicable l...  ...apt company practices accordingly, including participation in consultation and lobbying activities. Build and maintain strong worki... 

    Robert Walters Hong Kong

    Hong Kong
    20 days ago
  • To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c... 

    Acts Consulting Co. 毅知顧問公司

    Hong Kong
    16 days ago
  •  ... Assist to develop business and operational guidelines in consultation with various RBD business, frontline departments or other div...  ...e RBD sales and delivery complies with regulatory guidelines, compliance requirements and internal control policies Create, revie... 

    Dah Sing Financial Group

    Hong Kong
    20 days ago
  •  ... A leading insurer is seeking a highly skilled and experienced Compliance Review Manager to support in reviewing regulatory standards an...  ...do now If you're interested in this role or would like to consult about other professional career opportunities within the insur... 

    Hays

    Hong Kong
    20 days ago
  • Leading global asset manager is looking to hire an investment compliance professional to be part of the global investment compliance function. You will be responsible for independently coding investment restrictions / guidelines and performing end of day compliance moni... 

    The Profile Group (HK) Ltd (a Wilson Company)

    Hong Kong
    2 days ago
  • Job Description: We are looking for a Compliance Manager to grow our Global compliance team. This is a permanent, full-ti...  ...general compliance and/or risk-based compliance, Auditing and Consultancy ~ Understanding of anti-money laundering regulations... 

    Geoswift

    Hong Kong
    29 days ago
  •  ...mission   Job Description Assist the HK Head of Risk & Compliance in managing the institution’s compliance governance and assur...  ...isk and control management, compliance, quality assurance, or consulting, preferably with SFC-licensed corporations &/or banks. Candid... 

    Endowus

    Hong Kong
    10 days ago
  •  ... policies and procedures to ensure them complying with the regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly relating to insurance and investment activities Advise on new... 

    Chiyu Banking Corporation Ltd

    Hong Kong
    19 days ago
  •  ... believe in better - because there's no limit to how far 'better' can take us. We ...  ...very, and all required processes are in compliance with company sourcing standard. 1. M...  ...legal requirements. 5. Work with tax consultant for tax return preparation for mobile s... 

    AIA International Limited.

    Hong Kong
    9 days ago
  •  ... China. The Bank was listed on the Stock Exchange of Hong Kong Limited in June 2005 and on the Shanghai Stock Exchange in May 2007. T...  ...in wealth management”. Lead and supervise a team to conduct compliance reviews, self-assessments, and ad-hoc projects per compliance ... 

    Bank of Communications Co., Ltd. Hong Kong Branch

    Hong Kong
    7 days ago
  • Job Responsibilities: System Administration and Maintenance:  Install, configure, and manage Linux servers. Monitor system performance and identify/resolve potential issues. Troubleshooting: Develop and implement backup and recovery strategies to ensure d...

    PAO Bank Limited

    Hong Kong
    4 days ago
  • Responsibilities: Providing administrative to the assigned department and team members, including data entry, document filing, and other general affairs as required; Collaborating with various departments to ensure smooth daily operations; Handling of ad-hoc a...

    Chun Wo Construction Holdings Company Limited

    Hong Kong
    9 days ago
  •  ...utions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 resp...  ...nt. Advise senior management to ensure the Bank Group’s due compliance with internal policies and applicable laws, regulations and gu... 

    Bank of Communications Co., Ltd. Hong Kong Branch

    Hong Kong
    7 days ago
  •  ...utions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 resp...  ... in wealth management. Lead and supervise a team to conduct compliance reviews, self-assessments, and ad-hoc projects per compliance ... 

    Bank of Communications Co., Ltd. Hong Kong Branch

    Hong Kong
    7 days ago
  •  ... Design and maintain the efficiency of the existing regulatory compliance framework, including regular tracking and reporting of regulat...  ...ctive implementation of compliance policies (including but not limited to FATCA and CRS) and related procedures to address key compli... 

    Ambition

    Hong Kong
    2 days ago
  • Responsibilities Ensure compliance with leasing policies and procedures in alignment with the company's standards Manage day-to-d...  ...uitment, please click the link below “Nan Fung Group” and “the Group” mean Nan Fung Group Holdings Limited and its subsidiaries.

    Nan Fung Development Limited

    Hong Kong
    10 days ago
  • 岗位职责: # 负责与银行业务部门及研发团队对接,组织项目立项及启动,协调并管理业务需求的分析与评审,编制项目整体计划,监控项目进度,识别项目风险,并定期向管理层汇报项目状态。 # 根据银行项目管理要求及研发生命周期管理规范,全程参与项目实施交付的过程管理,关注项目各阶段的产出物及评审,收集并跟进问题的解决,推动项目按预定的里程碑计划完成交付。 # 与供应商和开发团队一起检视测试计划和测试策略,以确保满足业务功能需求。审核测试案例及测试方法,以确认功能服务符合可靠性、性能、安全性等技术要求。 # 与业务利益相关方、供应商及其...

    PAO Bank Limited

    Hong Kong
    4 days ago
  •  ...C is definitely your choice.   CITIC Telecom International CPC Limited , a wholly owned subsidiary of CITIC Telecom International Ho...  ... Experienced candidate will be considered as Senior Solutions Consultant We offer attractive remuneration package to right candida... 

    CITIC Telecom International CPC Limited 中信國際電訊(信息技術)有限公司

    Hong Kong
    10 days ago
  • Job responsibilities: # To assist in developing automated monitoring programs (mainly Microsoft Excel based) related to compliance monitoring and evaluate the settings of existing monitoring systems. # To provide practical solutions in the testing and optimi... 

    BEA Union Investment Management Limited

    Hong Kong
    17 days ago
  •  ...future. Discover Impactful Work: As QA Auditor/Compliance Manager, you will oversee quality by leading investigations i...  ...nt audits and regulatory authority inspections, and providing consultancy to project teams within this highly visible team that touches... 

    Thermo Fisher Scientific

    Hong Kong
    29 days ago
  •  ...tion Monitor internal and external compliance review activities (e.g., Critical Infra...  ...tivities and quality related to but not limited to AI/GenAI/LLM products to improve pro...  ... at least 4 years in the networking, IT consulting and / or cybersecurity field Deep ... 

    AsiaWorld-Expo Management Limited

    Hong Kong
    10 days ago