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  • Search Results: 2,168 vacancies

  • Compliance Assistant / Officer

     ...osition provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle in...  ...oth spoken and written English and Chinese Proficient in MS Office applications and Chinese word processing Candidates with mo... 

    Safe Investment Company Limited

    Central and Western
    11 days ago

  • Assistant Compliance Officer

     ...ocess and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit te...  ...red; ~ Good command of written English; ~ Proficient in MS Office (Word, Excel, Outlook) and accounting software (e.g., MYOB, Xe... 

    PKF Hong Kong Limited

    Causeway Bay
    26 days ago

  • Assistant Compliance Officer / Compliance Officer

     ...presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in...  ...od analytical skills Good command of written English and MS Office skills Professional accounting / legal firm experience a de... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    22 days ago

  • Business Compliance Officer - Fintech Firm

    HKD 50k - HKD 100k per month

    As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com... 

    Michael Page

    Central
    15 days ago

  • Senior Compliance Officer

    Job Summary We are seeking a proactive Senior Compliance Officer  to support our bond trading and fixed income business by managing regulatory compliance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the ... 

    Aden Financial Group Limited

    Central
    1 a month ago

  • Legal & Compliance Officer/Manager_Legal

    RESPONSIBILITIES Report to Head of Legal & Compliance Provide legal and compliance advice and solution to management and departm...  ...d advise management and departments accordingly Handle head office’s enquiry and reporting requirements and prepare ad hoc report... 

    SinoPac Securities (Asia) Limited

    Causeway Bay
    1 a month ago

  • Senior Officer of Legal and Compliance

    Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun... 

    Orient Securities International Financial Group Limited

    Central
    16 days ago

  • Compliance Officer - Professional Firm (Up to 38k)

    About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dynamic and forward-thinking organisation. Reporting to the Compliance Manager, you will play a key part in ensuring the firm maintains... 

    Aquis Search Limited

    Central
    4 days ago

  • Officer Trainee - Compliance (Ref: CO-OTCP)

     ...rehensive on-the-job training which covering daily function of Compliance Department of the Bank Fresh university graduates with bach...  ...poken English and Mandarin proficiency Good knowledge in MS Office applications, especially Excel application will be an advantag... 

    Public Bank (Hong Kong) Limited

    Central
    7 days ago

  • Compliance Manager

    Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in comp...  ...dently and as a part of the team. ~ Proficiency in Microsoft Office suite. We offer attractive remuneration packages and frin... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    17 days ago

  • Compliance Manager

    Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    17 hours ago

  • Compliance Officer, SFC Regulatory (2yrs rel exp/ English speaking office)

     ...lient, a well established Private Banking group is looking for compliance professional.  University graduates preferably with major in...  ...rities/ investment/asset management Proficient in Microsoft Office, particularly in Excel and Word would be an advantage; knowled... 

    Top Executive Ltd.

    Central
    5 days ago

  • Compliance Manager

    Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and... 

    Valuable Capital Limited

    Sheung Wan
    8 days ago

  • Head of Compliance, Insurance

     ...opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (...  ...nd Head of Financial Crime (FC) and Money Laundering Reporting Officer (MLRO) to maintain an effective control framework and to ensur... 

    Hang Seng Bank

    Central
    5 days ago

  • Manager / Assistant Manager, Legal & Compliance

     ...t in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related docume...  ...tage. Candidates with less experience will be considered as Officer.   We offer successful candidates an attractive remuneration... 

    Bank of Shanghai (Hong Kong) Limited

    Central and Western
    1 day ago

  • Senior Compliance Manager

    Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th... 

    Aquis Search Limited

    Central
    14 days ago

  • Assistant Manager, Compliance

    Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and... 

    Ping An Bank Company Ltd

    Central
    15 days ago

  • Compliance Senior Manager / Manager

    Compliance Senior Manager / Manager   Job Responsibilities:  - Handle corporate and individual SFC licensing applications  - Arrange compliance trainings and keep track of training records  - Review client due diligence (KYC) documents submitted by sales on new ... 

    China Asset Management (Hong Kong) Limited

    Central
    22 days ago

  • Head of Group Legal & Compliance

     ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w...  ...oup entities in a timely basis Take the role as the AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Fu... 

    Delta Asia Financial Group

    Wan Chai
    8 days ago

  • AML Compliance Manager / Assistant Manager

    AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera... 

    Spidernet Recruitment Services

    Central and Western
    7 days ago