Search Results: 2 vacancies
...tions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling...
...lients operating worldwide.
Job Description
Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the as...
