...:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
C... ...l business operation and conduct AML/KYC/Compliance auditing to ensure compliance with inter... ...e with external counsels with respect to legal and regulatory issues;
Prepare, revie...
...yman and HK entities within the company’s structure;
Provide legal support to the business team in the course of a) investment pro... ...evant HK ordinances and regulations;
Good PC knowledge in MS Office, Excel & Chinese word processing;
Excellent command of both ...
The Company
Our client is a sizable MNC and is urgently looking for Legal and Compliance Officer to join the company. This is a 6 months rolling contract with a strong view to permanency. The ideal candidate will start immediately.
The Role
...
Job Scope
Assist in day-to-day compliance activities to ensure the entire compliance function within the group
Ensure that... ...uirement
~ Degree/Professional qualification in Accountancy, Legal, Finance or related discipline
~2-3 years hands-on practical...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
Responsibilities
~Report to the Group General Counsel
~Handle day-to-day FATCA/CRS compliance work (including self-certification forms) for the Group
~Liaise with banks and other business units of the Group in relation to FATCA/CRS matters
~Oversee the completion of...
...ng opportunity to join a leading player in the digital asset industry. My client is looking to hire an exceptional Senior Legal & Compliance Officer to oversee all their AML/CTF/regulatory initiatives. The role will report directly to the Head of Legal & Compliance and ...
Job Responsibilities:
• Provide legal advices on all aspects and phases of corporate and legal transactions
• Conduct legal re... ...nslating legal documents/correspondences
• Provide legal and compliance training
• Provide assistance in legal risks control and mon...
...tarial matters
Assist in items including but not limited to compliance checking and filing on a) investments/ funds/ investors/ staff... ...me.pdf” eg. “FOTJohnChan.pdf”) with subject “Job Application - Legal & Compliance Assistant” to [email redacted, apply via Company ...
...
Responsibilities:
Assist Legal Counsel in the review and execution of l... ...st 2 years relevant experience in legal, compliance or audit field(s) in finance related ind... ...t can apply as Senior Legal & Regulatory Officer
To apply, please send your detai...
Responsibilities:
Support Legal Counsel in reviewing and / or arranging execution ... ...st 2 years relevant experience in legal, compliance or audit field(s) in finance related ind... ...t can apply as Senior Legal & Regulatory Officer
We offer attractive remuneration p...
Exciting opportunity for a mid to senior lawyer to join the HK office of a NY-headquartered digital asset company, to work on asset m... ... cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience...
Responsibilities:
Provide legal advices on all aspects and phases of corporate and legal transactions
Conduct legal r... ...anslating legal documents/correspondences
Provide legal and compliance training
Provide assistance in legal risks control and moni...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
We are seeking high-calibre and self-motivated candidates to join our company as full time Management Trainee of Legal and Compliance Department for a period of six months. Outstanding management trainees have opportunities to join the company as full-time employees.
...
...ponsibilities:
Assist and support the Compliance team in handling Anti-Money Laundering a... ...in handling core compliance, regulatory, legal, monitoring and surveillance related mat... ...tion etc.)
Proficient in the use of MS office suite
Ability to maintain high standa...
Our client, a Japanese toy manufacturer is looking for a Legal Officer to join their company:
Duties:
Provide legal advices on a... ...slating legal documents/correspondences
Provide legal and compliance training
Provide assistance in legal risks control and mo...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external ...
...ponsibilities:
Develop and execute a risk-based annual compliance review plan, compliance review program and and internal audit ... ... special investigations/inspections at the request of the head office or per senior management’s request;
Continuously improve ...
...hed asset manager, headquartered in Asia. It is now looking for a senior lawyer with strong commercial acumen to head up its legal and compliance functions. Suitable candidates should have prior experience in funds formation, regulatory and licensing matters, as well as...
HKD 25k - HKD 30k per month
...ponsibilities:
Support the daily operation of corporate and legal matters include but not limited to provide legal advice, condu... ...correspondence drafting and translation.
Keep update of the compliance policy and provide guidelines to business unit.
Forecast th...
Responsibilities
Responsible for the effectiveness of legal & compliance function
Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements
Provide legal and regulatory ad...
...bilities:
Providing all-around administrative support to the Legal Department, including acting as departmental coordinator with e... ...dget and bills settlement
Supervising and working with other office officers
Assisting General Counsel on other departmental / a...
What is this role about?
Assist in the process of –
Reviewing contract and legal documents including coordinating and organizing comments, drafting, reviewing, translation, formatting, proofreading etc.
Provide legal support to the business lines. ...
...picious cases for further investigation in accordance with AML compliance requirement
· Work closely with operation units and provid... ...tory inspections on AML related matters
· Liaise with head office, regulators and law enforcement agencies on all AML related is...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental accountability and the European compliance of our products.
Midocean has large ambitions to reduce CO...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
Job Overview: Providing support to the General Counsel Office (legal, compliance and risk functions).
We are seeking a highly organized and detail-oriented Secretary to join the General Counsel Office. The candidate will play a crucial role in supporting the legal...