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- ...pute platform committed to maximizing computing efficiency and fostering the prosperity of the AI ecosystem. PBD deliv... ...nity. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance ...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and negot...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ...e. Our people are our most important asset and play a vital role in our efforts to contin... ...mpetitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to fa...
- Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flags... ...utlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in ... ...ions: Lead a Investment and Insurance Compliance team, as a partner to the business, supp...
- ... corporate banking), capital transaction and retail banking. The Bank has been develo... ...s: Formulate and implement the Bank's compliance policies and procedures to ensure the Ba... ...: Degree holder or above in law, risk management, accounting, business administration or ...
- ...sponsibilities: Assist in structuring and implementing internal control program (i... ...ms； Compose regular and ad-hoc written compliance / internal control / audit reports to he... ... financial institution, preferably asset management company Good interpersonal communicat...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role o... ...ent and training Work cross-functionally with Legal, Risk, Governance, and Distribution teams Lea...
- Investments and Wealth Solutions Hang Seng's Investments and Wealth Solutions off... ...surance products from service providers, manage the product due diligence and onboarding... ... to join our team as Securities Business Compliance Manager. Principle Responsibilities ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...to provide one-stop cross-border banking and financial services to customers in Hong ... ...st line of defense to advise business on compliance and control matters Conduct transacti... ...nce/operational risks/ breaches, prepare management report(s), and provide recommendations t...
- ...tion functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organ... ...zation. The position ensures the management and employees are: (i) in compli... ... and resolution. Consulting with legal counsels as needed to resolve di...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- ... Our people are our most important asset and play a vital role in our efforts to cont... ...channels. We distribute investment funds managed by top tier fund managers covering diffe... ...ng a high caliber to join us as Business Compliance Manager. Principal Responsibilities ...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on d... ...ank with businesses in retail, wealth management, investment, and insurance. They have about 100 staff in hong kong and are loo...HKD 50k - HKD 100k per month
Legal Counsel - Regional Opening Client Details Our client is seeking a highly skilled and experienced Legal Counsel to join our dynamic te... ...general commercial, risk management, and company secretarial... ...nd regulatory issues. Compliance Management: Develop, im...- Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activiti... ... analysis and reports to senior management and regulatory agencies on the ... ...-to-date on changes to relevant legal and regulatory requirements and...
HKD 100k per month
Senior Legal Counsel - Dipsute & Enforcement Client Details ... ... are seeking a highly skilled and experienced Senior Legal Coun... ...rity. This role will focus on managing and advising on complex dispu... ...al stakeholders on regulatory compliance, enforcement strategy, and ri...- Job Responsibilities: · Oversee and manage the legal affairs of the company, conduct legal research and analysis on regulatory changes affecting the hedge fund industry， ensuring compliance with all relevant laws and regulations · Draft, review, and negotiate lega...
