Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Globa...
Projob21.com Ltd.
Hong Kong Island
2 days ago
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our... ...th businesses in retail banking, wealth management, commercial banking, treasury services,... ...iption
~Report directly to the head of compliance whilst managing a team of 12 staff
~Th...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meeting... ...alue Facilities
Conduct compliance self-assessment to meet regulatory requirement
Support compliance aspects of local and cross-...
JC Executive Search
Hong Kong Island
4 days ago
...bilities
●Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
●Conducting KYC / AML r... ...to address them.
●Reporting to senior management and regulatory bodies on the organizati...
Animoca Brands Limited
Hong Kong Island
4 days ago
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective ac... ...ith less experience will be considered as Assistant Manager
Trilingual Legal Secretary for Capital Mkts & PE...
Projob21.com Ltd.
Hong Kong Island
4 days ago
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Complianc... ... circumstances
Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast...
Bank of China
Hong Kong Island
6 days ago
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type: ... ...il banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business pr...
Bank of China
Hong Kong Island
6 days ago
... is seeking a dedicated and experienced Compliance Officer to support their growth across ... ...opportunity to work closely with senior management, regulators, and external partners & st... ...context of the business model to ensure regulatory obligations in APAC are met
Provide ...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating ... ...mpany in maintaining good corporate governance
Research on regulatory updates and relevant compliance issues
Responsible for lia...
Hong Kong Interbank Clearing Limited
Hong Kong Island
4 days ago
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of su... ...ion / Finance/ Law or related studies
Minimum of 10 years’ regulatory / compliance experience in banking & financeindustry
Famil...
BRS Limited
Hong Kong Island
4 days ago
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is l... ...id experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured products to support the institutional...
KOS International
Hong Kong Island
5 days ago
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime C... ...e.g syndicate loan);
Being privy to the latest sanctions regulatory expectations and market best practice for the purpose of he...
Bank of China
Hong Kong Island
5 days ago
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Complian... ...icular entity will focus on their asset management business. They have about 100 staff in ... ...SFC regulators
The main duties include regulatory compliance, review marketing materials,...
Senior Manager, Regulatory Reporting (HK$65K - $75K) (Ref. No.: 26694)
Our client, a Leading Bank, is looking for high-caliber person to fill the position.
Job Duties
Responsible for financial reporting, regulatory reporting including HKMA Banking Returns for ...
Global Executive Consultants Ltd.
Hong Kong Island
6 days ago
Compliance Risk Manager (Hong Kong Branch)
Apply Now Job No.: 499171
Employment Type: Full time
Departments: Hong Kong Branch
... ...isk and KYC policies and procedures in light of the latest regulatory requirements and market practices
Provide advice to fro...
Bank of China
Hong Kong Island
2 days ago
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operation Risks... ...g requirements on the private banking business
Work on regulatory survey(s); conduct annual risk and control assessment to ...
Bank of China
Hong Kong Island
2 days ago
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
... ... will be responsible for general compliance matters including regulatory compliance, business compliance advisory, and compliance fram...
(Senior) Project Manager (Group Regulatory Reporting Division)
(Senior) Project Manager (Group Regulatory Reporting Division)
Apply Now Job No.: 498831
Employment Type: Full time
Departments: General Accounting & Accounting Policy Department
Job Functi...
Bank of China
Hong Kong Island
2 days ago
Assist in developing and implementing a risk management framework focusing on technology and operational risks, ensuring compliance with industry and regulatory standards.
Manage operational and technology risk identification, response, monitoring, reporting, and e...
KOS International
Hong Kong Island
2 days ago
Manager, Regulatory Reporting,Management Information Department(Ref: MID-MCR-KF-ICBCA)
Responsibilities:
•Involving the HKMA SPM analysis and return policy particular in capital, new exposure rule or liquidity to derive gap analysis of return and flow control.
•...
Industrial and Commercial Bank of China ( Asia ) Limited
Hong Kong Island
4 days ago
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Manager/Assistant Manager, Business Compliance (AML / Compliance,... ...ith business and second line of defense to implement regulatory and internal requirements on the private banking bus...
Bank of China
Hong Kong Island
6 days ago
(Senior) Business Compliance & Risk Control Manager
(Senior) Business Compliance & Risk Control Manager
Apply Now Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational ...
Bank of China
Hong Kong Island
5 days ago
...ur client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities: ... ...
~Carry out investigations and other duties as requested by management
Requirements:
~University graduate from related disci...
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / An[...]
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Apply Now Job No.: 495380
...
Bank of China
Hong Kong Island
5 days ago
...oject team commits to improve the quality of codes
Enforces compliance on unit test coverage, sanity testing due diligence and code i... ...members
Monitors the software releases of the project team, managing changes, updates and reversions
Helps the project manager i...
Novare Technologies
Hong Kong Island
4 days ago
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Apply Now Job No.: 499192
Employment Type: Full time
Departments: BOC...
Bank of China
Hong Kong Island
4 days ago
...m Agile / SCRUM development process, actively participate to SCRUM ceremonies
Play a key role in monitoring and interpreting Regulatory changes in the financial sector (Banking, Insurance, etc.)
Perform detailed analysis of regulations to extract business requi...
(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division
(Senior) Compliance Manager (Investment and Insuran... ...ties:
Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ serv...
Bank of China
Hong Kong Island
2 days ago
AML Compliance Manager (Private Banking) (HK$40K - $60K) (Ref. No.: 26793)
Our client, a Leading Bank, is looking for high-caliber pers... ...licies, procedures & practice to ensure compliance with all regulatory requirements and recommend necessary changes
Review the ...
Global Executive Consultants Ltd.
Hong Kong Island
2 days ago