Search Results: 1,689 vacancies
...uthentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking...
...ted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to handle all regulat...
...sponsibilities:
~Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new business and operations
~Manage dissemination of the latest development of applicable laws and regulations to business a...
...ny website] .
Key Roles and Responsibilities
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous dru...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
... Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage compliance risks such as regulations and money launderi...
... of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboar... ...nking clients. Founded in 1805, they offer services in wealth management, asset management and asset servicing to private clients and ...
HKD 55k - HKD 65k per month
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
...he Asia Pacific Global Financial Crime Compliance (APAC GFCC) – Corporate and Investment ... ...f experience in compliance, legal, risk management or related control function. Hands-on A... ... internal stakeholders on the impact of regulatory requirements and how to balance these w...
~US Headquartered
~Central Compliance Function
About Our Client
Our client is a US headquartered, boutique investment bank with... ...and be responsible for the following duties:
~Assisting with regulatory compliance such as licensing matters
~Ensuring internal comp...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
... to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and p... ...timely and effective implementation.
Supplier relationship management: Establish and maintain strong relationships with suppliers, ...
...regulations
~3-5 years experience, experience in audit field is highly preferred
~ Be a good team leader
~ Proactive, be responsible, good communication skill and well time management
~ Good commend in English is a must
~ Experience in SAP is an advantage
...om offering financial services & wealth management services, it also provides asset manage... ...p’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform... ...ledge of accounting standards and other regulatory requirements
Solid and in-depth know...
...ity business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which require management attention or improvement
Perform quali... ...ulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters ...
...the Group CEO and supervise the team to manage the group finance and administration, f... ... forecast, annual audit, tax planning & compliance, cash flow management and cost-saving c... ...nate and liaise with external auditors, regulatory bodies and other professionals in perfo...
...rity level’s decision making
~Monitor compliance with credit policies and guidelines
~... ...if necessary, working with relationship manager to take early remedial actions includin... ... trade finance
~Knowledge of relevant regulatory requirements
~Good knowledge in accou...
... investment, in addition to operating hotels and property management services. The Group actively seeks to make a positive con... ...ith SFO requirements
Assist in ESG reporting
Ensure compliance with regulatory disclosure, reporting and statutory filing requirements
...
... local direction and relevant legal and regulatory requirements; and provides governance a... ...ncrease and evolve.
The Security Risk Management function within the AXA HK Security Tea... ...nstrate its ongoing level of regulatory compliance and assurance as to the effectiveness o...
...alyzing relevant data from clients’ portfolio and market in order to determine the credit worthiness
~Good knowledge of regulatory and compliance requirements of the banking industry
~Good presentation, negotiation and English writing skills
Please note that on...
