Search Results: 1,498 vacancies
...uthentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking...
...ted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to handle all regulat...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
... Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage compliance risks such as regulations and money launderi...
...ny website] .
Key Roles and Responsibilities
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous dru...
HKD 55k - HKD 65k per month
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
...role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Depa... ...subject matter expert of sanctions, and managing sanctions and screening related project... ...ting in an effective manner and meeting regulatory expectations
~Undertake bank-wide sys...
... of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboar... ...nking clients. Founded in 1805, they offer services in wealth management, asset management and asset servicing to private clients and ...
~US Headquartered
~Central Compliance Function
About Our Client
Our client is a US headquartered, boutique investment bank with... ...and be responsible for the following duties:
~Assisting with regulatory compliance such as licensing matters
~Ensuring internal comp...
China Resources Ng Fung Limited ("CR Ng Fung”) is the leading food enterprise under China Resources Limited which is, with public ownership, an enterprise group and also one of the Top 500 global corporations, and an integrated food group containing food research and d...
... to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and p... ...timely and effective implementation.
Supplier relationship management: Establish and maintain strong relationships with suppliers, ...
...om offering financial services & wealth management services, it also provides asset manage... ...p’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform... ...ledge of accounting standards and other regulatory requirements
Solid and in-depth know...
...rity level’s decision making
~Monitor compliance with credit policies and guidelines
~... ...if necessary, working with relationship manager to take early remedial actions includin... ... trade finance
~Knowledge of relevant regulatory requirements
~Good knowledge in accou...
...ity business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which require management attention or improvement
Perform quali... ...ulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters ...
... local direction and relevant legal and regulatory requirements; and provides governance a... ...ncrease and evolve.
The Security Risk Management function within the AXA HK Security Tea... ...nstrate its ongoing level of regulatory compliance and assurance as to the effectiveness o...
...Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Ma... ...ve and comply with internal guidelines and regulatory requirements
Implement effective internal controls to ensure compliance and smooth operational workflow, identify ...
...ties:
~Review AML procedures to comply with the up-to-dated regulatory requirements
~Review Frontline Operation Procedures to impr... ...ided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months m...
...ry, comprising Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Macau, and Guangz... ...adequacy and effectiveness of internal controls including compliance with regulatory requirements and identify any control weaknesses for impr...
...ss. Come join us now. As Customer Contact Assistant Manager your primary focus will be managing the overall cust... ...ctions (WI) on all operational workflows, and ensure compliance with internal and external regulatory requirements
~ Create Operation Support Guides for...
...aking of property development, sales and marketing, and asset management functions of certain Wheelock and Wharf Group properties.
... ...operty development companies, ensuring adherence to statutory compliance requirements from all perspectives.
Prepare and review mon...
