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Search Results: 77 职位空缺
- ... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
- ... of related accounts, to ensure timely completion of them in quality. Coordinate the preparation and distribution of financial reporting packages, maintaining the highest accuracy and reliability of the deliverables. Coordinate the Company's annual audit with the...
- ... client profile setup Prepare daily client fund transaction reports and liaise with banks to handle inquiries regarding the client... ...rovide operational support to ensure workflows comply with SFC regulatory and internal operating guidelines Perform UAT for system de...
- ...inate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendation... ...tory requirements. ~ Develop ethical and efficient business reporting frameworks. ~ Handle other compliance matters or assist pro...
- ...velop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC reg... ...hance efficiency and streamline workflows. ~ Provide regular reports and analyses on operational performance to senior management. ...
- ... review bank deposits and renewals Prepare monthly management reports, year-end closing, annual budget and forecasts Responsible fo... ...equired by Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures ...
- ...tions comply with internal policies, international trade laws, and regulatory requirements. Problem Resolution : Address and resolve discrepancies or issues related to LC transactions. Reporting : Prepare and maintain detailed records and reports of all LC tra...
- ... Risk and Solvency Assessment process · Prepare risk-related reports and presentations · Support ad hoc projects and initiatives ... ...ge · Familiarity with enterprise risk management frameworks, regulatory reporting processes, or governance structures is beneficial ...
- ...and monitors account activity to support analysis and regular reporting. Coordinate demands from internal and external channels. C... ... control, and settlement in addressing client requests. 2. Regulatory & Market Compliance ~Ensure all client issues and requests...
- ...of accurate and complete accounting records in compliance with regulatory standards and company policies. Establish protocols for consis... ...es Preparation of month-end closing activities, financial reports and analysis Prepare management reports for stakeholders,...
- ... Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external s... ...age and asset management. Provide leadership in regulatory reporting and governance frameworks related to DA account,QFII, traditi...
- ...oup’s ESG practices by promoting ESG awareness internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports Strengthen public relations and Group’s branding by developing media outreach strategies, p...
- ...making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents... ...s, monthly performance evaluations, and semi-annual assessment reports for discretionary management accounts. # Support business de...
- ...ng and CPD records of Insurance Sales force Produce monthly reports on training reports Review and approve monthly training exp... ... planning industry Well verse in general and life insurance regulatory requirements Proficient in training facilitation Integri...
- ...peration across functions Excellent technical skills and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management information system Excellent technical skills and knowledge of insurance industry,...
- ...ing, due diligence, policy research, dispute resolution, news reporting, litigation liquidation, rights protection, media monitoring,... ...門的風控合規以及指錯糾錯工作，確保各部門工作正常進行。 Job Requirements：With legal and regulatory experience and a bachelor’s degree or above. 崗位需求：具有法律法規經驗...
- ... targeting towards the AUM growth & revenue generation from the relationships with our company; Responsible for complying with regulatory compliance as set out by relevant authorities. Qualifications & Requirements: ~2 year's relevant experience preferred; ...
- ...ist in formulating compliance framework and relevant policies and procedures for the compliance of relevant laws, guidelines, and regulatory requirements. Identify and assess the compliance risks associated with the organization's distribution related business activi...
- ...shop/clinic to uplift sales performance of individual sales staff - Enhance the knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance, Economics or related disciplines - 8-10 years banking exper...
- ...ng ongoing reviews of business processes and developing optimization strategies. Supporting, creating, and constantly enhancing reports and metrics to bolster business operations. Curating and delivering crucial metrics and reports, along with relevant indicators...
