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- ... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
HKD 80k per month
As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance,...- ... About the team You will be part of a global Legal, Risk and Compliance team to jointly build and operate a best-in-class regulatory compliance program as Reap seeks to deepen its roots in its Hong Kong headquarters. You will report directly to the General Couns...
- ...ompliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus on licensing oversight, regulatory engagement, and the strategic orchestration of f...
- ...ge of current financial market situation or financial product would be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal account dealing, compliance training and other reporting and filing to...
- ...p that redefines insights, delivers efficiency and helps our clients stay ahead. The Global Payments Solutions Non-Financial Regulatory Reporting Center of Excellence (GPS NFRR COE) centrally manage the ownership of GPS NFRRs. As a GPS NFRR COE Report Owner at Ban...
- ...bs globally, the firm is recognised for delivering strategic, commercially focused advice to clients navigating complex legal and regulatory challenges. Its Hong Kong office is a dynamic and collaborative environment, offering outstanding opportunities for professional ...
- ...h developers to enhance algorithmic trading systems and tools. Monitoring and managing trading risks to ensure compliance with regulatory requirements. Providing insights on market dynamics and recommending strategy adjustments as needed. Maintaining clear and ...
- ...screpancies promptly and effectively Ensuring all transactions and enquiries are processed/handled in accordance with relevant regulatory requirements, internal operational procedures and company policies Maintain a professional investor communication service and ...
- ...o ensure the application is developed according to functional and programming specification Ensure the IT security control and regulatory compliance requirement are included in the related system development Lead and manage IT projects as assigned Requirements:...
- ...nts to understand their needs and develop tailored IPO strategies. Manage relationships with underwriters, legal advisors, and regulatory bodies. Conduct thorough market research and analysis to inform IPO readiness assessments. Prepare and review necessary doc...
- ...or is a plus. In-depth knowledge of Hong Kong laws and regulations of real estate sector. Knowledgeable in China Law and other regulatory practices are an added advantage. Responsible, proactive approach with excellent attention to detail, strong analytical, negot...
- ...h/Chinese) content creation (whitepapers, market commentaries, posters, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-impact events (roadshows, webinars, industry conferences) to deepen ...
- ...aise with banks to handle inquiries regarding the client funds Provide operational support to ensure workflows comply with SFC regulatory and internal operating guidelines Perform UAT for system development / enhancement Assist any ad-hoc duties as required ...
- ...audit recommendations to enhance effectiveness. Evaluating internal systems for accuracy and efficiency. Staying updated on regulatory changes impacting the professional services sector. Supporting the continuous improvement of internal audit methodologies. ...
- ...bsite updates. Organize events, webinars, and sponsorships to enhance brand visibility. Ensure all marketing materials meet regulatory and brand standards. Requirements Bachelor's degree in Marketing, Business, Communications, or related field. Proven ...
- ...rcial sense ~1-2 years of relevant experience gained from financial institution is an advantage ~ Knowledge of compliance and regulatory requirements in banking / consumer finance industry is an advantage ~ Proficient in MS Office Applications and Chinese word pro...
- ...nsuring statutory filings are duly made. Work with the team manager to ensure the planning, coordination and completion of all regulatory obligations and administration requirements within strict deadlines for the portfolio of entities, including preparation of statu...
- ...vities, refits, dry-docking & major repairs. Plan for repairs and dry-docking of the vessels at suitable regular intervals Regulatory/Legislative Statutory Compliance ~100% compliance with International Maritime Organisation (IMO), Flag State and Port State r...
- ...rnal audit policies, regulations, and strategic frameworks for the group and subsidiaries, ensuring compliance with standards and regulatory requirements; Plan and execute the annual audit program, overseeing the full audit lifecycle—including scoping, scheduling, an...
