Search Results: 30 vacancies
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Need another reason to apply? Here are 10 reasons to join our Regulatory Affairs/Quality Assurance team:
About the job:
The role is responsible for maintaining Hong Kong's Tender database, global ...
...m career objectives to apply for the following position:
Job Duties & Responsibilities:
Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion instructions.
Design and improve spreadsheets with go...
...s of the audit process to the required Group and IIA standards.
Maintains a strong understanding of key business, finance, and regulatory requirements for the area of the business covered including, emerging risks.
Performs risk assessments for the area of the bus...
...d assess their impact on intermediaries, including developments in the rapidly evolving virtual asset space
~Formulate effective regulatory responses and policy initiatives to address key issues identified
~Interact dynamically with senior management of intermediaries...
... ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market dev...
...h relevant commentaries for management's review
Manage timely licensing registration/renewal with IA & MPFA in accordance with regulatory requirements
Support the team in new business submission, policy servicing, office administration and general enquires from Sa...
...taining replenishment & allocation plan by understanding location parameters inclusive of seasonality, holiday peaks, promotions, regulatory requirements, and warehouse to store lead-times, custom closures and store inventory holding capacity
Ensure inventory targets...
...nce and managing day-to-day activities within local markets. The ideal candidate will ensure all operations comply with legal and regulatory frameworks, lead initiatives aligned with risk management standards, and act as the main point of contact for regulatory bodies. ...
...ogy-related risks to ensure the bank's information technology infrastructure and systems are secure, reliable, and compliant with regulatory standards.This position reports directly to Senior Risk Executive to ensure that the 2 nd line of defence can provide a suppleme...
...operations.
Your new role
Handle financial reporting and month-end closing in accordance to IFRS and HKFRS
Oversee the regulatory reporting and submissions
Ensure internal controls and procedures are intact
Maintain finance system and regular enhancemen...
...o operate virtual asset trading platforms as required
Interact dynamically with senior management of intermediaries, communicate regulatory standards and policies to intermediaries and stakeholders
Proactively identify market-wide, industry and firm-specific risk issu...
...- Investment Products
Ref.: SFC/AM/IP/240112
Duties & Responsibilities:
The Investment Products Division maintains a robust regulatory regime for, and performs gate-keeping functions in authorising, investment products offered to the public in Hong Kong. We monito...
...ly planning with a full range & spectrum. This role will work closely with the various suppliers / vendors, commercial teams, and Regulatory Affairs & Quality Assurance team to ensure effectiveness of the supply process in meeting overall supply outcome of requested fra...
...rcial partner with a portfolio of innovative pharmaceutical and consumer health brands. We drive rapid growth through exceptional regulatory, market access, marketing, and medical education capabilities. Our unique clinical supply capabilities span the global, providing...
...al routines
Maintain updated compliance records including data entry and record filing
Assist in generating reports to meet regulatory requirements
Handle ad hoc projects as assigned
What You Bring to Us:
Bachelor's degree in any discipline. Students a...
...nvironment, detail-oriented, with good analytical and problem solving skills
~Familiar with HK employment ordinance and related regulatory policies
~Excellent command of both spoken and written English and Chinese
If you are a travel companion, willing to ex...
...ger will assist in the regulation and supervision of the securities and derivatives markets and conducting research to facilitate regulatory policy formulation.
Duties & Responsibilities:
The key responsibilities of this role are to monitor economic and market devel...
... effectively including reviewing the audit planning, risk matrices, and testing strategy.
Escalate all major risk, control and regulatory issues arising during the audits and present the audit findings / reports on a timely basis.
Manage key relationships with mid...
...rcial partner with a portfolio of innovative pharmaceutical and consumer health brands. We drive rapid growth through exceptional regulatory, market access, marketing, and medical education capabilities. Our unique clinical supply capabilities span the global, providing...
...Responsibilities:
The successful candidates will be responsible for:
Keeping abreast of market developments and international regulatory developments in all fintech matters to identify market-wide, industry and firm-specific regulatory issues;
Assisting in the form...
