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  • Responsible Officer

    Responsibilities Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with o... 

    Harris Fraser Corporate Services Limited

    Wan Chai
    9 days ago

  • Senior Officer, Corporate Responsibility

    JOB SUMMARY The Senior Corporate Responsibility Officer is responsible to monitor and advance legal, social and environmental compliance of vendors in our supply chain. This position will collaborate with interdepartmental stakeholders, external parties as well as s... 

    Tory Burch

    Kowloon
    8 days ago

  • Insurance Brokerage-Responsible Officer

     ... finance or business or law ~ Passing of HKSI Paper 1, 7, 8 and IIQE Paper I, II, III, V licenses are MUST ~ An eligible Responsible Officer approved by Insurance Authority ~8 - 10 years’ experience in insurance industry, including at least 3 years’ management ex... 

    The Core Securities Company Limited

    Central
    8 days ago

  • Responsible Officer, Insurance Broker

     ... Ensure marketing materials and client communications comply with regulations. What we’re looking for: Holds a valid Responsible Officer license from the local regulatory authority Bachelor’s degree in Law, Finance, Business, or Insurance-related field. M... 

    Doo Technology Limited

    Kwun Tong
    15 days ago

  • Virtual Asset Responsible Officer, Cryptocurrency

    The Virtual Asset Responsible Officer will play a pivotal role in overseeing virtual asset operations and ensuring compliance with relevant regulations. This position is ideal for a professional with expertise in virtual asset management within the financial services ... 

    Michael Page

    Central
    5 days ago

  • Responsible Officer (Type 1,4 & 9)

    Responsibilities Act as Responsible Officer for SFC Type 1, 4 and 9 regulated activities Must acquire new clients and asset independently as well as the ability to build a successful sales team Follow company direction and service existing clients Tr... 

    The Core Securities Company Limited

    Central
    6 days ago

  • SFC Responsible Officer (Type 9)

    Key Responsibilities: Lead and manage the application of the company's asset management. Ensure compliance with the regulations of ...  ...anagement. Requirements: Must be a qualified Responsible Officer (RO) in compliance with SFC regulations and hold SFC license... 

    Caitong Securities (Hong Kong) Co., Limited

    Sheung Wan
    19 days ago

  • SFC Responsible Officers (RO)

    Key Responsibilities: Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm  Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm  Ma... 

    TeamPlus Consulting Limited

    Central
    1 a month ago

  • Responsible Officer, SFC Type 9

    Job Title: Responsible Officer, SFC Type 9 Location: Hong Kong Responsibilities: Responsible for leading asset management business Act as the unconditional Responsible Officer and in charge of Type 9 regulated activity of the SFC to ensure full complianc... 

    HARBRIDGE PARTNERS

    Hong Kong
    27 days ago

  • Responsible Officer (SFC Type 4 & 9)

    RESPONSIBILITIES Act as the Responsible Officer to supervise SFC Type 4,9 regulated activities; Ensure all business activities adhere to the regulations and supervisory requirements of the Hong Kong Securities and Futures Commission (SFC) for Type 9 licensed com... 

    Zheng He Capital Management Limited

    Central
    21 days ago

  • Responsible Officer (Type 1, 4 & 9)

    Responsibilities: Act as a Responsible Officer to supervise SFC Type 1, 4 & 9 regulated activities Supervise daily securities operations, including local and overseas market Oversee the compliance functions of the Company and take necessary actions to ensure a... 

    QMIS Financial Group Limited

    Hong Kong
    27 days ago

  • Responsible Officer with SFC Type 4 & 9 licenses

    Job Responsibilities Implementation of investment strategies and policies to achieve strategic return and meet risk objectives Scre...  ...enses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer Significant working experience in mainland China At le... 

    CENTURY CITY ASSETS MANAGEMENT (HK) LIMITED

    Causeway Bay
    7 days ago

  • SFC Responsible Officers (RO) with Virtual Asset Experiences

    Key Responsibilities: Lead and manage the firm's application for a virtual asset license and uplift licensing conditions related to v...  ...assets. Requirements: Must be a qualified Responsible Officer (RO) under SFC regulations. Proven experience in applying... 

    TeamPlus Consulting Limited

    Central
    7 days ago

  • Manager, Fault Response

     ...al aviation industry and our commitment to sustainability. Responsibilities: Oversee the 7x24 round-the-clock fault response handling ...  ... license (Class 1, 2) is preferred Proficient in Microsoft Office applications Good command of spoken and written English an... 

    Airport Authority

    Hong Kong
    12 days ago

  • SFC Responsible Officer Type 4 & 9

     ...d financial fields, with outstanding project judgment and an average of 20 years of investment experience. Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance with SFC regulations; Manage and supervise ... 

    Zenith Innovation Financial Group Limited

    Central and Western
    5 days ago

  • Marketing Response Center Intern

     ... skills in marketing and sales for long term career growth? If so, come build the future of tech as part of our Global Marketing Response Center (MRC) team! (Watch this video to learn more about the Global MRC team: We are looking for talented builders to join the ... 

    Amazon Web Services (AWS)

    Causeway Bay
    8 days ago

  • SFC Responsible Officer Type 3

     ...ing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 3  Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity. Responsibilities : ... 

    Acts Consulting Co. 毅知顧問公司

    Hong Kong
    14 days ago

  • SFC Responsible Officer - Type 7

    To SFC Responsible Officer - Type 7 Job Description Act as the Responsible Officer (RA7) to manage the regular activities and/or other executive roles of the company upon the appointment or delegation by the company Develop and setup automated/electronic tr... 

    Acts Consulting Co. 毅知顧問公司

    Hong Kong
    28 days ago

  • SFC Responsible Officer Type 4,9 - Operation

     ...ing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 1,4,9 - OperationOur client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage the operati... 

    Acts Consulting Co. 毅知顧問公司

    Hong Kong
    14 days ago

  • Responsible Officer (Type 1 & 4)

     ...definite asset Great organization, leadership and communication skills Duties: Must be qualified to be SFC Type 1,4 Responsible Officer;  Excellent communication and interpersonal skills, providing on-going support to maintain close relationship with investo... 

    Tensant Securities Limited

    Central and Western
    more than 2 months ago