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- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new...
HKD 50k - HKD 100k per month
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. T... ...accordingly. Preparing reports and presenting findings to senior management. Collaborating with external regulators and st...- ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary； Cater and...
HKD 20k - HKD 30k per month
...ts innovation and excellence in financial management. The Senior Finance Officer role focuses on ensuring financial reporting within the in... ...nd analyzing financial statements and reports. Ensuring compliance with accounting standards, tax regulations, and internal p...- ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in... ...-day operation. Liaise with regulatory authorities and head office to ensure the Bank is abreast of and in compliance with the re...
- About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dynamic and forward-thinking organisation. Reporting to the Compliance Manager, you will play a key part in ensuring the firm maintains...
- ...bjective body that reviews and evaluates compliance issues/concerns within the organization.... ...ut are not limited to) The Compliance Officer reports to the Compliance Manager by mon... ...cs issues and providing guidance for the senior management team on matters relating to c...
- ...latory issues, to enforce and monitor resolving actions are in compliance with policies and procedures Analyze customer opinions and ... ...ood interpersonal and communication skills Proficient in MS Office applications and Chinese Word Processing Good Command of sp...
- Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, inclu... ... Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall co...
- ...raduate with at least 2 years working experience. (Candidate with lower qualification/experience might be considered as “Executive Officer”); Self-motivated, a good team player with strong communication skills and service-oriented minds Excellent writing skills i...
- ...hed Private Banking group is looking for compliance professional. University graduates pr... ...et management Proficient in Microsoft Office, particularly in Excel and Word would be... ...umentation Report any key findings to senior members and assist in the preparation of...
- Bank Sinopac Bank SinoPac, a leading Asian banking group is seeking local talents to join its Hong Kong office. We invite applications to the following position: Job Responsibilities: Ensure accuracy of all routine Treasury and Wealth Management product operat...
HKD 30k - HKD 40k per month
Looking for an experienced Senior Accountant to join a Chinese Family Office. This role focuses on managing financial operations and ensuring compliance with accounting standards in the dynamic environment of Hong Kong. Client Details This opportunity is with a ...- ... and Chinese Welcome candidate with creative agency experience Candidate with more experience would be considered as Senior Marketing Officer, if candidate with less experience would be as Assistant Marketing Officer We offer attractive remuneration package ...
- Job Duty We are seeking a dynamic and experienced Senior Operations Officer to oversee and enhance our operational processes within the a... ... patient journey to identify areas for improvement Ensure compliance with healthcare regulations, policies and best practices ...
- ...re inviting applications for the following position from people with a passion to inspire and nurture young people: Senior Administration Officer Junior Achievement Hong Kong Limited Responsibilities: The Senior Administration Officer with JA HK will be resp...
HKD 40k - HKD 50k per month
My client is a family office and looking to hire a Senior Accountant who is willing to travel. This permanent position in Hong Kong offers an exce... ...ly financial reports for management review. Ensuring compliance with local accounting standards and financial regulatio...- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk mana... ...ties. Prepare comprehensive risk reports and dashboards for senior management, highlighting exposures, trends, and recommended ac...
- ...n Sundays and public holidays will be required Candidates with less experience will be considered for the position of Clubhouse Officer / Assistant Clubhouse Officer We offer attractive remuneration packages commensurate with experience and qualifications. If you...
- ...rsonal growth. Come join us for the following position. Responsibilities Act as first line of defense to advise business on compliance and control matters Conduct transaction monitoring and business review to ensure adherence to internal/ external requirements ...
- ...tunities and competitive compensation packages. Chief of Staff Office Chief of Staff Office functions as the central strategy development group of the Bank and addresses topics at the top of senior management’s agendas. This role will provide the opportunity to w...
- Key Responsibilities: Undertaking the CDD process for new clients (with a focus on more complex cases) in accordance with the relevant laws and regulations and Ogier's internal guidance, policies, processes & procedures; Communicating with internal teams and ext...
- ...oken and written English, Cantonese and Mandarin ~ Good in MS office software application and Chinese Word processing ~ Good commu... ...skill ~ Candidates with more experience will be considered as Senior Officer Interested parties please click Apply Now to su...
- ...ely handle customer inquiries ~ Ability to work independently and as part of a team to meet deadlines ~ Proficient in Microsoft Office applications ~ A customer-centric mindset and a commitment to providing high-quality service We offer competitive remunerati...
- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment p... ...eliver tailored compliance training and insightful reports for senior leadership Profile ~5-8 years in compliance for hed...- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...